Ying Kit Lam
林英傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kit Lam (林英傑), CE reference ACS549. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-24 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-20 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-20 | present |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-04 | 2017-09-20 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-04 | 2017-09-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-17 | 2017-07-03 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-17 | 2017-07-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-10 | 2014-03-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-10 | 2014-03-17 |
| Sun Yi Company Limited 新而有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-06 | 2012-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-05-10 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2012-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES International Commodities (HK) Limited | Rep | Type 9 — Asset management | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |