Ying Kit Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kit Lam (林英傑), a licensed Responsible Officer with CE reference ACS549. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-24 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-20 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-20 | present |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-04 | 2017-09-20 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-04 | 2017-09-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-17 | 2017-07-03 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-17 | 2017-07-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-10 | 2014-03-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-10 | 2014-03-17 |
| Sun Yi Company Limited 新而有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-06 | 2012-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-05-10 |
| CES International Commodities (HK) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| CES International Commodities (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Kit Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.