Chi Man Chan
陳志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Chan (陳志文), a licensed Responsible Officer with CE reference ACT733. Currently licensed at 1 firm(s): Heyokha Brothers Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heyokha Brothers Limited |
RO | Type 4 — Advising on securities | 2021-04-16 | present |
| Heyokha Brothers Limited |
RO | Type 9 — Asset management | 2021-04-16 | present |
| Heyokha Brothers Limited |
Rep | Type 4 — Advising on securities | 2021-02-11 | 2021-04-16 |
| Heyokha Brothers Limited |
Rep | Type 9 — Asset management | 2021-02-11 | 2021-04-16 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2019-08-13 | 2021-01-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-10 | 2021-01-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-10 | 2021-01-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2019-06-10 | 2021-01-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-23 | 2019-06-10 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-23 | 2019-08-13 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-23 | 2019-06-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2019-06-10 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-24 | 2019-01-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-11-24 | 2019-01-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-11-24 | 2019-01-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-08 | 2015-11-24 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-08 | 2015-11-24 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-08 | 2015-11-24 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-03 | 2015-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-06-03 | 2014-07-24 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-06-03 | 2015-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-06-03 | 2015-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2008-06-03 | 2015-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-24 | 2008-06-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-24 | 2008-06-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-04-24 | 2008-06-03 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-04-24 | 2008-06-03 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-10 | 2008-04-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-01-10 | 2008-04-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-01-10 | 2008-04-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 — Asset management | 2005-01-10 | 2008-04-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-05 | 2005-01-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-10 |