Yan Wing Chang
張潤榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wing Chang (張潤榮), CE reference ADX897. Currently licensed at 2 firm(s): Golden K2 Securities Limited, Golden K2 Investment Management Limited. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | Type 4 — Advising on securities | 2025-03-21 | present |
| Golden K2 Investment Management Limited |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| Golden K2 Investment Management Limited |
RO | Type 9 — Asset management | 2024-08-16 | present |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2023-10-20 | present |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2023-07-31 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | 2023-07-31 |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 9 — Asset management | 2022-10-21 | 2023-04-30 |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-16 | 2023-04-30 |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-10-16 | 2023-04-30 |
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-02 | 2020-02-29 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-19 | 2020-02-29 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-19 | 2020-02-29 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-12 | 2017-12-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-12 | 2017-12-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-10 | 2017-01-12 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-10 | 2017-01-12 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-01 | 2017-01-06 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-01 | 2017-01-06 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 — Advising on securities | 2016-09-01 | 2017-01-06 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 — Asset management | 2016-09-01 | 2017-01-06 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-19 | 2016-02-15 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-19 | 2016-02-15 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-18 | 2012-08-23 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-18 | 2012-08-23 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-12 | 2012-07-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-27 | 2012-05-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-27 | 2012-05-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2012-02-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-22 | 2012-02-27 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-07-28 | 2011-11-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 9 — Asset management | 2010-07-28 | 2011-11-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-21 | 2011-11-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2010-04-21 | 2011-11-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-01-20 | 2010-02-13 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2010-01-20 | 2010-02-13 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-02 | 2010-02-13 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-15 | 2008-12-02 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-11 | 2008-10-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-30 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-04 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-19 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-19 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-19 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |