Ching Yee Yau
游靜儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee Yau (游靜儀), CE reference BAA826. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-06 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-06 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-10 | 2022-08-29 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-10 | 2022-08-29 |