Kam Shing Yam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shing Yam (任錦成), a licensed Responsible Officer with CE reference AGE094. Currently licensed at 1 firm(s): Hong Kong Mingdao Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.5 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-11 | present |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-16 | present |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 4 - Advising on securities | 2019-08-19 | 2022-05-13 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 9 - Asset management | 2019-08-19 | 2022-05-13 |
| Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-05 | 2019-03-15 |
| Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-05 | 2019-03-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 - Advising on securities | 2016-11-04 | 2017-08-31 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 - Asset management | 2016-11-04 | 2017-08-31 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-07 | 2016-02-14 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-12-23 | 2016-02-14 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-29 | 2013-09-30 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2013-01-29 | 2013-09-30 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-01-29 | 2013-09-30 |
| Evolution Asia Investments Limited | RO | Type 1 - Dealing in securities | 2010-11-22 | 2012-10-03 |
| Evolution Asia Investments Limited | RO | Type 4 - Advising on securities | 2010-11-22 | 2012-10-03 |
| Evolution Asia Investments Limited | RO | Type 6 - Advising on corporate finance | 2010-11-22 | 2012-10-03 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-17 | 2010-11-22 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 - Advising on securities | 2005-06-17 | 2010-11-22 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-17 | 2010-11-22 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-17 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-17 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-17 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Shing Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.