Peter Simon Lindsey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Simon Lindsey, CE reference AZQ759. Currently licensed at 1 firm(s): Gordian Capital Hong Kong Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gordian Capital Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2025-12-04 | present |
| Gordian Capital Hong Kong Limited |
Rep | Type 9 — Asset management | 2025-12-04 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-08-09 | 2015-03-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2015-03-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2013-07-15 | 2015-03-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2015-03-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-07-15 | 2013-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-06-29 | 2013-04-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-06-29 | 2013-04-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-06-29 | 2013-04-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-06-29 | 2013-04-08 |