Chi Ming Tsang
曾智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Tsang (曾智明), a licensed Responsible Officer with CE reference AAC019. Currently licensed at 1 firm(s): High Wisdom Holdings Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 4 — Advising on securities | 2020-07-02 | present |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 9 — Asset management | 2020-07-02 | present |
| High Wisdom Holdings Limited 騰智集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2020-07-02 |
| High Wisdom Holdings Limited 騰智集團有限公司 |
Rep | Type 9 — Asset management | 2020-06-16 | 2020-07-02 |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2019-12-18 |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | 2019-12-18 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2018-07-11 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2017-06-12 | 2018-07-11 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-05-12 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-19 |