Jianan Lu
陸佳男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianan Lu (陸佳男), a licensed Representative with CE reference BBU782. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-01-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-01-28 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-01-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2022-01-28 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-27 | 2021-10-22 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-27 | 2021-10-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-27 | 2018-01-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-10 | 2017-03-27 |