Kai Ho Chau
周啟豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ho Chau (周啟豪), CE reference AZZ303. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-30 | 2016-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-14 | 2015-07-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-14 | 2015-07-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-14 | 2015-07-03 |