Hong Kong SFC Licensed Individuals Directory

Wai Keung Liu CE AEE248 - active, Schroder Investment Management (Hong Kong) Limited Lai Ha Lo CE AIX153 - active, Schroder Investment Management (Hong Kong) Limited Jay C. Luong CE AGN573 - active, Schroder Investment Management (Hong Kong) Limited Suk Ying (SFC:ALH735) Ma CE ALH735 - active, Schroder Investment Management (Hong Kong) Limited Derek Tak-Lai Man CE AWY306 - active, Schroder Investment Management (Hong Kong) Limited Yoon Su Mok CE BXR283 - active, Schroder Investment Management (Hong Kong) Limited Peng Fong (Huang Bingfeng) Ng CE AXN051 - active, Schroder Investment Management (Hong Kong) Limited Yan Ting Ng CE BDL442 - active, Schroder Investment Management (Hong Kong) Limited Yat Hin Ng CE BON574 - active, Schroder Investment Management (Hong Kong) Limited Ying Min Grace Ng CE AZZ102 - active, Schroder Investment Management (Hong Kong) Limited Robin Stewart Parbrook CE ACI102 - active, Schroder Investment Management (Hong Kong) Limited Jiayin Peng CE BXJ757 - active, Schroder Investment Management (Hong Kong) Limited Yuyu Peng CE ATV436 - active, Schroder Investment Management (Hong Kong) Limited Jose Pedro Pinheiro Pereira de Moura CE BSV011 - active, Schroder Investment Management (Hong Kong) Limited Jose Kar Kiu Pun CE AWR716 - active, Schroder Investment Management (Hong Kong) Limited Jun Qian CE BOM466 - active, Schroder Investment Management (Hong Kong) Limited Chit Fai Siu CE BQW712 - active, Schroder Investment Management (Hong Kong) Limited Mervyn Hoy Chun Joseph Tang CE BER817 - active, Schroder Investment Management (Hong Kong) Limited Wing Chi Tsang CE BRS202 - active, Schroder Investment Management (Hong Kong) Limited Pui Kwan (SFC:AFF231) Tse CE AFF231 - active, Schroder Investment Management (Hong Kong) Limited Chee Cheung Tsui CE BRI974 - active, Schroder Investment Management (Hong Kong) Limited Kwan Ho (SFC:BVF684) Wong CE BVF684 - active, Schroder Investment Management (Hong Kong) Limited Amelia Ngar Men Wong CE AEX263 - active, Schroder Investment Management (Hong Kong) Limited Shu Xian Melanie Wong CE BJM260 - ceased Jeonghoon Yang CE BLJ187 - active, Schroder Investment Management (Hong Kong) Limited Christopher Seeching Yim CE AWP270 - active, Schroder Investment Management (Hong Kong) Limited Che Kaei Yu CE AXL098 - active, Schroder Investment Management (Hong Kong) Limited Yundi Zhao CE BOT985 - active, Schroder Investment Management (Hong Kong) Limited Chong Zheng CE AQQ143 - active, Schroder Investment Management (Hong Kong) Limited Julian Howe Chun CE AOB660 - active, Sculptor Capital Management Hong Kong Limited Adrian Alexander Colberg CE BHL332 - active, Sculptor Capital Management Hong Kong Limited Jiawen (SFC:ANQ097) Shen CE ANQ097 - active, Sculptor Capital Management Hong Kong Limited Bomee An CE BOC541 - active, Sculptor Capital Management Hong Kong Limited Mengzhen Li CE BKE330 - active, Sculptor Capital Management Hong Kong Limited Samantha Wai-Min Tang CE AZZ249 - active, Sculptor Capital Management Hong Kong Limited Jackson Wai Kwok Chan CE AJK859 - active, Seaga International Limited Patricia Kuo Ying Kung CE AAV572 - active, Seaga International Limited Chi Kai Chow CE ANP401 - active, Seaga International Limited Ka Yu Hui CE BJM332 - active, Seazen Resources Securities Limited Tsun Wang Lam CE BKQ462 - active, Seazen Resources Asset Management Limited Wing Shing Chong CE ACH190 - active, Seazen Resources Securities Limited Jerome Pfund CE BBD337 - active, Sectoral Asset Management Limited Michael Lars Sjostrom CE BBD319 - active, Sectoral Asset Management Limited Yingdong Zhang CE BFY115 - active, Sectoral Asset Management Limited Ka Kit Hui CE ATE859 - active, Seeds Capital Limited Blythe Ming Wai Liu CE AVQ774 - active, Seeds Capital Limited Hiu Ying Ng CE BPO499 - active, Seeds Capital Limited Wing Mau Yip CE BRX259 - active, Seeds Capital Limited Shing Fong Chien CE BWL184 - active, Seeds Capital Limited Lok Yi Chow CE BUS952 - active, Seeds Capital Limited Tsan Hong Kwok CE BWQ965 - active, Seeds Capital Limited Alex Sai Cheong Nam CE AIR681 - active, Seeds Capital Limited Sin Ha Pang CE BWX374 - active, Seeds Capital Limited Zefeng Xie CE BXG803 - active, Seeds Capital Limited Kurt Hakan Ersoy CE AFF902 - active, Segantii Capital Management Limited Simon Peter Sadler CE AFJ906 - active, Segantii Capital Management Limited Keita Arisawa CE BDY732 - active, Seiga Asset Management Limited Irene Law CE BDO174 - active, Seiga Asset Management Limited Kazutora Hayashida CE BLJ196 - active, Seiga Asset Management Limited Masatoshi Ikeda CE BVS162 - active, Seiga Asset Management Limited Wai Shan Ip CE AUR645 - active, Seiga Asset Management Limited Shumpei Kaneko CE BGU554 - active, Seiga Asset Management Limited Charmaine Shen Man Kwok CE BLQ546 - active, Seiga Asset Management Limited Yunchao Zhao CE BGO804 - active, Seiga Asset Management Limited Ling Chi Wong CE BIP062 - active, Senchi Morgan Assets Management Limited Jacky Ngok Chung Yiu CE BGZ260 - active, Senchi Morgan Capital Market Limited Chung Au Yeung CE AQU618 - active, Senchi Morgan Assets Management Limited Wing Tat Ching CE AQM113 - active, Sensible Asset Management Hong Kong Limited Man Kei Ho CE AAZ906 - active, Sensible Asset Management Hong Kong Limited Kiu Tat Hui CE AVX024 - active, Sensible Asset Management Hong Kong Limited Zhao Zhao CE AWY586 - active, Value Partners Hong Kong Limited Man Yi Sigmund Au CE BWZ236 - active, Value Partners Hong Kong Limited Yu Him Au CE BFC651 - active, Value Partners Hong Kong Limited Yixi Chen CE BTW341 - active, Sensible Asset Management Hong Kong Limited Sin Tak Alex Chiu CE BQL761 - active, Value Partners Hong Kong Limited Xinyuan Guo CE BVQ956 - active, Value Partners Hong Kong Limited David Ho Leung Lai CE AFU052 - active, Sensible Asset Management Hong Kong Limited Hoi Fai Lai CE ANN386 - active, Sensible Asset Management Hong Kong Limited Yeuk Ho Hardy Lai CE BFM552 - active, Value Partners Hong Kong Limited Lap Fai Lam CE APJ190 - active, Value Partners Hong Kong Limited Yahui Li CE BRP926 - active, Value Partners Hong Kong Limited Qi (SFC:BRF979) Liu CE BRF979 - active, Value Partners Hong Kong Limited Yucheng Luo CE BXJ896 - active, Value Partners Hong Kong Limited Lap Yu Wong CE BUD489 - active, Value Partners Hong Kong Limited Puqun Yang CE BWE684 - active, Value Partners Hong Kong Limited Man Yee Olivia Yip CE BNV481 - active, Value Partners Hong Kong Limited Tingting Wu CE AYQ131 - active, Sfund International Asset Management Limited Tse Cheong Ip CE BVE806 - active, Sfund International Asset Management Limited Cheung Kui Hui CE AJX991 - active, Shacom Securities Limited Ho Man Joey Lau CE BOG745 - active, Shacom Futures Limited Wai Leung (SFC:AFQ279) Wong CE AFQ279 - active, Shacom Securities Limited Felix Chiu Wing Yuen CE ADT688 - active, Shacom Futures Limited Taylor Tsz King Au CE BBJ882 - active, Shacom Futures Limited Chiu On Chan CE BGH366 - active, Shacom Futures Limited Yik Chun Choi CE BRV381 - active, Shacom Futures Limited Pui Shan Chow CE AWI857 - active, Shacom Futures Limited Sheung Hei Chung CE BUL383 - active, Shacom Securities Limited Yiu Ting Lai CE BHW792 - active, Shacom Futures Limited Ka Lim Lee CE AXG753 - active, Shacom Securities Limited Chin Lung Leung CE BBJ883 - active, Shacom Futures Limited Jansen Chi Yung Li CE AOY510 - active, Shacom Securities Limited Kam Fai (SFC:BPN435) Tam CE BPN435 - ceased Lai Sze Wan CE BOP273 - active, Shacom Futures Limited Kam Keung Wong CE ALN491 - active, Shacom Securities Limited Po Ki Wong CE BKD940 - active, Shacom Futures Limited Pui Ki Wong CE BKG605 - active, Shacom Futures Limited Patrick Wan Hang Wong CE ALH982 - active, Shacom Futures Limited Yi Lan Yeung CE BHR616 - active, Shacom Futures Limited Kwok Piu Lock CE AFX265 - active, Shacom Securities Limited Shun Ming Chan CE BWY892 - active, Shacom Securities Limited Edwin Tsz Bun Cheung CE ASX478 - active, Shacom Securities Limited Yung Fung CE BSJ983 - active, Shacom Securities Limited Mau Tai Lee CE ANH068 - active, Shacom Securities Limited Hing Chuen Leung CE ALF932 - active, Shacom Securities Limited Pui Chi Leung CE BOB434 - active, Shacom Securities Limited Wai Man Luk CE BOC116 - active, Shacom Securities Limited Mei Wah (SFC:ALF288) Wong CE ALF288 - active, Shacom Securities Limited Chor Ming Yung CE BTR568 - active, Shacom Securities Limited Ka Wai Fung CE BGZ624 - active, ShanZe Asset Management (Hong Kong) Limited Kai Hung Leung CE AMX297 - active, ShanZe Asset Management (Hong Kong) Limited Yin Wing Leung CE ACD641 - active, Shanggu Asset Management (Asia) Limited Chun Hin (SFC:AZX879) Chan CE AZX879 - ceased King Shing Chan CE BEM719 - active, Shanggu Asset Management (Asia) Limited Sheung Yick Chan CE BUX433 - ceased Siu Chung Chan CE BDH698 - active, Shanggu Asset Management (Asia) Limited Tin Wai Chen CE AUK299 - active, Shanggu Asset Management (Asia) Limited Fung Nean Cheong CE ADZ294 - active, Shanggu Asset Management (Asia) Limited Kam Fai Cheuk CE AOW764 - active, Shanggu Asset Management (Asia) Limited Jacky Shiu Ming Cheung CE AHR463 - active, Shanggu Asset Management (Asia) Limited Christine Ka Man Chiu CE ARV873 - active, Shanggu Asset Management (Asia) Limited Dorothy Mei Ling Ding CE BIE128 - active, Shanggu Asset Management (Asia) Limited Che Hsi Jason Fan CE AOK030 - active, Shanggu Asset Management (Asia) Limited Pui Ki Ho CE BRQ498 - active, Shanggu Asset Management (Asia) Limited Mang Lun Kum CE AOG988 - active, Shanggu Asset Management (Asia) Limited Peter Kwok CE AGP471 - active, Shanggu Asset Management (Asia) Limited Elsa Suk Fan Lam CE ALL309 - active, Shanggu Asset Management (Asia) Limited Abel Kwong Kee Lee CE AHC087 - active, Shanggu Asset Management (Asia) Limited Chuen Ho Li CE BFY111 - active, Shanggu Asset Management (Asia) Limited Ying Fan Lo CE AQG683 - active, Shanggu Asset Management (Asia) Limited Philip Wai Keung Luk CE AVN394 - active, Shanggu Asset Management (Asia) Limited Eunice Jovin Lee CE BUR061 - active, Shanggu Asset Management (Asia) Limited Kathleen Wing Mui Siu CE ASD062 - active, Shanggu Asset Management (Asia) Limited Ka Yan Tam CE BNP677 - active, Shanggu Asset Management (Asia) Limited Kin Chung Tam CE BHA068 - active, Shanggu Asset Management (Asia) Limited Kin Wang Tsang CE ATC206 - active, Shanggu Asset Management (Asia) Limited Jane Ching Tsui CE AMM147 - active, Shanggu Asset Management (Asia) Limited Guangcan Wang CE BRZ721 - active, Shanggu Asset Management (Asia) Limited Jing (SFC:BWE924) Wang CE BWE924 - active, Shanggu Asset Management (Asia) Limited Cheuk Man Wong CE BEI451 - active, Shanggu Asset Management (Asia) Limited Alex Cheuk Lok Yip CE BDQ756 - active, Shanggu Asset Management (Asia) Limited Richard Jr. Yung CE ABA159 - active, Shanggu Asset Management (Asia) Limited Jackie Ching Wan Fung CE AOB388 - active, Shanghai Securities (Hong Kong) Limited Xiaoxing Ni CE BQM053 - active, Shanghai Securities (Hong Kong) Limited Tsz Man Yam CE AIC212 - active, Shanghai Securities (Hong Kong) Limited Biao Guo CE AXK321 - active, Shanxi Securities International Futures Limited Qihu Song CE BHN014 - active, Shanxi Securities International Asset Management Limited Xu (SFC:BPI539) Yang CE BPI539 - active, Shanxi Securities International Asset Management Limited Qiyuan Li CE BNQ516 - active, Shanxi Securities International Asset Management Limited Xuankun Li CE BXD852 - ceased Li (SFC:BWA588) Ma CE BWA588 - active, Shanxi Securities International Asset Management Limited Shengchao Cui CE BKD032 - active, Shanxi Securities International Capital Limited Man Heng Fung CE BDN973 - active, CCB International Capital Limited Xuhai Liu CE BSG378 - active, Shanxi Securities International Capital Limited Kwok Yin Wong CE AOG831 - active, Shanxi Securities International Capital Limited Lijun Yang CE AXP591 - active, Shanxi Securities International Limited Guoxun Chen CE BWK788 - active, Shanxi Securities International Limited Shizhe Chen CE BMR357 - active, Shanxi Securities International Capital Limited Feng (SFC:BXC438) Wang CE BXC438 - active, Shanxi Securities International Limited Wei (SFC:BXF484) Wang CE BXF484 - active, Shanxi Securities International Limited Kai (SFC:BVT900) Xu CE BVT900 - active, Shanxi Securities International Limited Zhen (SFC:BJN521) Guo CE BJN521 - active, Shanxi Securities International Limited Ki Fung Kong CE AMF054 - active, Shanxi Securities International Limited Yuan (SFC:ASM187) Yuan CE ASM187 - ceased Jun (SFC:BVY554) Zhang CE BVY554 - active, Shanxi Securities International Limited Sulei Gan CE BXA165 - active, Shanxi Securities International Limited Kwok Wa Lam CE BGR160 - active, Shanxi Securities International Limited Siu Lai Lam CE BQA677 - active, Shanxi Securities International Futures Limited Ho Sing Lee CE AKQ921 - active, Shanxi Securities International Limited Yuk San Leung CE BMB683 - active, Shanxi Securities International Limited Zhen (SFC:BUX151) Li CE BUX151 - active, Shanxi Securities International Limited Weiyi Liao CE BHF070 - active, Shanxi Securities International Limited Yuxuan Su CE BXC239 - active, Shanxi Securities International Limited Chester Ying Ho Tam CE ADV035 - active, Shanxi Securities International Limited Yuen Cheung Yan CE BPV918 - active, Shanxi Securities International Limited Ruoyu Yu CE BSS916 - active, Shanxi Securities International Limited Dingen Zhang CE BHO395 - active, Shanxi Securities International Futures Limited Wuqiu Zou CE BAK936 - active, Shanxi Securities International Limited Shixing Jin CE BWS503 - active, Shanxi Securities International Limited Jianglei Li CE BTU942 - active, Shanxi Securities International Limited Can Guo CE BPE975 - active, BOCOM International Securities Limited da (SFC:BVL214) Li CE BVL214 - active, Shanxi Securities International Limited Ka Sing Ng CE BDX997 - active, Shanxi Securities International Limited Xiao (SFC:BXA896) Wei CE BXA896 - active, Shanxi Securities International Limited Quan Yue CE BVS221 - active, Shanxi Securities International Limited Xue Zhao CE BQU703 - active, Shanxi Securities International Limited Yuzhe Jia CE BNW202 - active, Sheng Yuan Asset Management Limited Bing (SFC:AUV179) Li CE AUV179 - active, Sheng Yuan Securities Limited Hongli Li CE BDQ909 - active, Sheng Yuan Securities Limited Yinzi Liu CE BJI223 - active, Sheng Yuan Asset Management Limited Huili Zheng CE BWW625 - active, Sheng Yuan Securities Limited Quan (SFC:BOI634) Zhou CE BOI634 - active, Sheng Yuan Securities Limited Tawei Hsu CE AMS684 - active, Sheng Yuan Capital (Hong Kong) Limited Hsiu Mei Lin CE AFQ674 - active, Sheng Yuan Capital (Hong Kong) Limited Tik Wai Leung CE ASM047 - active, Sheng Yuan Securities Limited Ka Chun (SFC:AZG905) Lau CE AZG905 - active, Shengqi Capital (Hong Kong) Limited Wenkai Zeng CE BST463 - active, Shengqi Capital (Hong Kong) Limited Weijie Liang CE BVC126 - active, Shengqi Capital (Hong Kong) Limited Jingan Hu CE BIV840 - active, Shenwan Hongyuan Asset Management (Asia) Limited Chung Ping (SFC:ARV063) Leung CE ARV063 - active, Shenwan Hongyuan Asset Management (Asia) Limited Jun Liang CE BIN429 - active, Shenwan Hongyuan Securities (H.K.) Limited Hongwei Luo CE BVL696 - active, Shenwan Hongyuan Securities (H.K.) Limited Yijun Zhang CE BDA073 - active, China Industrial Securities International Asset Management Limited Guoqiang Cui CE BGT852 - active, Shenwan Hongyuan Asset Management (Asia) Limited Xinwen Liu CE BRN688 - active, Shenwan Hongyuan Asset Management (Asia) Limited Zhen Ren CE BMC885 - active, Shenwan Hongyuan Asset Management (Asia) Limited Yingjiang Wu CE BWV664 - active, Shenwan Hongyuan Asset Management (Asia) Limited Liu (SFC:BSA183) Yang CE BSA183 - active, Shenwan Hongyuan Asset Management (Asia) Limited Cheng (SFC:BFY640) Chen CE BFY640 - active, Shenwan Hongyuan Capital (H.K.) Limited Siu San Rocky Lee CE AWC885 - active, Shenwan Hongyuan Capital (H.K.) Limited Donald Kwok Kit Leung CE ALF251 - active, Shenwan Hongyuan Capital (H.K.) Limited Huan (SFC:BCF504) Li CE BCF504 - active, Shenwan Hongyuan Capital (H.K.) Limited Sung Tat Li CE AUN103 - active, Shenwan Hongyuan Capital (H.K.) Limited Xuan Qin CE BBH921 - active, Shenwan Hongyuan Capital (H.K.) Limited Philip King Fai Tse CE AGG695 - active, Shenwan Hongyuan Capital (H.K.) Limited Ruihan Yin CE BDE131 - active, Shenwan Hongyuan Securities (H.K.) Limited Lili Yu CE BRX822 - active, Shenwan Hongyuan Securities (H.K.) Limited Yuxiang Cai CE BOF908 - active, Shenwan Hongyuan Capital (H.K.) Limited Zonglian Cao CE BTC143 - active, Shenwan Hongyuan Capital (H.K.) Limited Sze Chan CE BOK502 - active, Shenwan Hongyuan Capital (H.K.) Limited Polly Wai Tai Chan CE AMM338 - active, Shenwan Hongyuan Capital (H.K.) Limited Dong Cheng CE BXJ841 - active, Shenwan Hongyuan Capital (H.K.) Limited Xu (SFC:AZC459) Du CE AZC459 - active, Shenwan Hongyuan Capital (H.K.) Limited Xinchen Gu CE BRY540 - active, Shenwan Hongyuan Capital (H.K.) Limited Ziqi Guo CE BLP131 - active, Shenwan Hongyuan Capital (H.K.) Limited Yinbing Hong CE BRI651 - active, Shenwan Hongyuan Capital (H.K.) Limited Chun Kit (SFC:BHW991) Lam CE BHW991 - active, Shenwan Hongyuan Capital (H.K.) Limited Chun Fai Leung CE BJQ475 - active, Shenwan Hongyuan Capital (H.K.) Limited Mao (SFC:BOI880) Li CE BOI880 - active, Shenwan Hongyuan Capital (H.K.) Limited Joseph Liu CE AXD120 - active, Shenwan Hongyuan Securities (H.K.) Limited Yinan (SFC:AYC674) Liu CE AYC674 - active, Shenwan Hongyuan Capital (H.K.) Limited Pan Lung Luk CE BMB210 - active, Shenwan Hongyuan Capital (H.K.) Limited Haochen Peng CE BRY518 - active, Shenwan Hongyuan Capital (H.K.) Limited Gang Rui CE BVW618 - active, Shenwan Hongyuan Capital (H.K.) Limited Siyuan Shen CE BXI221 - active, Shenwan Hongyuan Capital (H.K.) Limited Guanhua Tian CE BOP471 - active, Shenwan Hongyuan Capital (H.K.) Limited Mengfei (SFC:BVW858) Wang CE BVW858 - active, Shenwan Hongyuan Capital (H.K.) Limited Wei (SFC:AQA975) Wang CE AQA975 - active, Shenwan Hongyuan Capital (H.K.) Limited Danni Wu CE BPY400 - active, Shenwan Hongyuan Capital (H.K.) Limited Zhuoyun Xie CE BVH940 - active, Shenwan Hongyuan Capital (H.K.) Limited Bowen Xu CE BQG540 - active, Shenwan Hongyuan Capital (H.K.) Limited