Wing Sze Mok
莫詠斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Mok (莫詠斯), a licensed Representative with CE reference BNI355. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-04 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-04 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-09 | 2023-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-09 | 2023-09-08 |