Wa Shing Chow
周華盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Shing Chow (周華盛), CE reference BNO669. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-27 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2021-06-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-28 | 2021-06-23 |