Blake C Shen
沈欽揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Blake C Shen (沈欽揚), a licensed former licensee with CE reference AYQ549. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-02-23 | 2026-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-23 | 2026-04-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-23 | 2026-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-23 | 2026-04-10 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2011-12-13 | 2018-02-26 |