Atsushi Seki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Atsushi Seki, a licensed Representative with CE reference BIB389. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-03 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-04-11 | 2019-04-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-20 | 2018-11-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-16 | 2018-08-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-09 | 2018-03-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-04-06 | 2017-04-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-09-01 | 2016-09-07 |