Yaokun Liu
劉耀坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaokun Liu (劉耀坤), a licensed former licensee with CE reference BJI665. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-07-26 | 2026-03-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-28 | 2019-07-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-12 | 2019-04-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-04-06 | 2018-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-02 | 2017-06-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-04-07 | 2017-04-12 |