Rong Yu
余榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Yu (余榕), a licensed Representative with CE reference BQR038. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-09-30 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-30 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2026-02-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2026-02-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-27 | 2026-01-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-27 | 2024-11-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-01-27 | 2024-08-19 |