Abbie Man Yan Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abbie Man Yan Yip (葉文炘), a licensed Representative with CE reference AWI435. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-01-09 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-01-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-01-09 | present |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-23 | 2022-11-16 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-20 | 2018-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2018-02-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-09 | 2018-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-09 | 2018-02-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-17 | 2016-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-17 | 2016-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-17 | 2016-12-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-29 | 2015-07-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-29 | 2013-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Abbie Man Yan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.