Ling Sheung Ada Wat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Sheung Ada Wat, a licensed former licensee with CE reference AYR303. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-27 | 2026-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-05-27 | 2026-04-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-27 | 2026-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-27 | 2026-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2024-03-15 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |