Kai Wa Liu
廖啟華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wa Liu (廖啟華), a licensed Representative with CE reference AXL351. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-06-17 | present |