David Stuart Robinson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Stuart Robinson, a licensed Representative with CE reference BFZ351. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-07-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-07-13 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-07-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-07-13 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2023-05-02 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2023-05-02 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-13 | 2023-05-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-13 | 2023-05-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-13 | 2023-05-02 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-11-13 | 2017-06-23 |
| Marex HK Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2017-06-23 |