Yibo Shan
單弋波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yibo Shan (單弋波), a licensed Representative with CE reference BPG728. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-23 | 2021-11-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-23 | 2021-11-30 |