Chaplin Chak Pan Tong
湯澤斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaplin Chak Pan Tong (湯澤斌), a licensed Representative with CE reference AQA680. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-23 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-11-23 | present |