Vaibhav Sehgal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vaibhav Sehgal, CE reference BBY825. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-10-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2025-10-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2025-10-13 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-10-13 | 2026-03-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2025-10-13 | 2026-03-17 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-07-11 | 2025-08-11 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-07-11 | 2025-08-11 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-07-11 | 2025-08-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2023-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2023-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-04 | 2023-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2020-03-04 | 2023-05-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-02-21 | 2020-03-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-12 | 2020-03-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-12 | 2020-03-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-12 | 2020-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-09-04 | 2018-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2018-09-04 | 2018-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2018-09-04 | 2018-10-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2018-06-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-02 | 2018-06-06 |