Yew Kiat Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Kiat Tan, a licensed Representative with CE reference ARM832. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-07-08 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-16 | 2023-05-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-02-10 | 2021-10-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-01 | 2008-12-29 |