Wei Shen
沈微
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Shen (沈微), a licensed Representative with CE reference BFM497. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-15 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-26 | 2023-07-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-20 | 2020-01-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-28 | 2019-07-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-18 | 2019-02-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-19 | 2015-09-07 |