Swee Yong Teo
張芮榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swee Yong Teo (張芮榮), a licensed Representative with CE reference ASW357. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-08-18 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-08-18 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-07-26 | 2023-08-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-07 | 2023-03-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-02-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-01-04 | 2023-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-12-09 | 2022-12-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-12-02 | 2021-12-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-03-09 | 2020-04-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-30 | 2020-03-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-04-23 | 2014-12-16 |