Jimmy Zhuang Shao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Zhuang Shao, a licensed Representative with CE reference BFM943. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-13 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-13 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-26 | 2019-08-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-26 | 2019-08-06 |