William James Vanderpump
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William James Vanderpump, a licensed Representative with CE reference BEG371. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-16 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-18 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-30 | 2018-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-04 | 2017-09-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-04-21 | 2017-03-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-10-17 | 2014-10-23 |