Cho Lap Ngai
倪祖立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Lap Ngai (倪祖立), a licensed Representative with CE reference BLF241. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-07 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-11-07 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-12 | 2018-10-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-12 | 2018-10-16 |