Cho Lap Ngai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Lap Ngai (倪祖立), a licensed Representative with CE reference BLF241. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 8.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-07 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-11-07 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-12 | 2018-10-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-12 | 2018-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cho Lap Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.