Kin Wan So
蘇健雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wan So (蘇健雲), a licensed former licensee with CE reference BRX215. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-04-02 | 2026-03-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-02 | 2026-03-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-11-25 | 2022-07-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-11-25 | 2022-07-15 |