Yiyuan Zuo
左憶遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyuan Zuo (左憶遠), a licensed Representative with CE reference BKG344. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 6.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-11-25 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-27 | 2025-07-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-10 | 2024-01-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-01-10 | 2024-01-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-07-17 | 2021-10-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-07-17 | 2021-10-29 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2018-07-17 | 2021-10-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-07-04 | 2021-10-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-08-07 | 2018-05-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2017-08-07 | 2018-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiyuan Zuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.