Xiaoxiong Ye
叶晓雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiong Ye (叶晓雄), a licensed Representative with CE reference BHU991. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-06 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-18 | 2017-09-07 |