Kenneth Kin Kei Ma
馬建基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Kei Ma (馬建基), a licensed Representative with CE reference AZW082. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-02 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-12-05 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-29 | 2019-10-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-29 | 2019-10-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-07-12 | 2013-10-01 |