Tu Zhou
周圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tu Zhou (周圖), a licensed Representative with CE reference AZR295. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-12-15 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-12-15 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2023-12-15 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-12 | 2023-12-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-12 | 2023-12-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-12 | 2023-12-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2020-10-12 | 2023-10-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2012-09-01 |