Meizhi Yan
顏湄之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Meizhi Yan (顏湄之), a licensed Representative with CE reference ARP097. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-05-05 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2017-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-30 | 2017-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-27 | 2015-03-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-31 | 2010-05-18 |