Gong Chen
陳功
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gong Chen (陳功), a licensed former licensee with CE reference AZN311. This person has 13.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-04-14 | 2026-08-28 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-10-06 | 2019-08-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-21 | 2014-04-11 |