Troy Richard William Martin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Troy Richard William Martin, a licensed Representative with CE reference BHG437. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-09-30 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2019-09-30 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-18 | 2018-10-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-28 | 2017-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-06 | 2016-04-13 |