Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Schwab, Hong Kong, Limited (嘉信理財香港有限公司), CE reference ADV256. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 10.
Registered address
Room 3401 and 3409 to 3410, Gloucester Tower, 15 Queen's Road Central, The Landmark, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | 2016-08-31 |
| Type 6 — Advising on corporate finance | present | 2004-05-04 |
| Type 7 — Providing automated trading services | present | 2004-05-04 |
| Type 9 — Asset management | present | 2004-05-04 |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| So Han Chan 陳素嫻 | RO 1, 4 | 2021-07 |
| Maria Wai Mei Wong 黃惠微 | RO 1, 4 | 2005-12 |
| Tze Ho Chan 陳梓灝 | Rep 1, 4 | 2021-02 |
| William Wai Yin Cheung 張偉彥 | Rep 1, 4 | 2022-06 |
| Ming San Kwok 郭明燊 | Rep 1, 4 | 2014-10 |
| Hoi Yan (SFC:BMD021) Lam 林藹欣 | Rep 1, 4 | 2019-12 |
| Jacky Cheung Kit Lam 林長傑 | Rep 1, 4 | 2017-03 |
| Jin Ho Simon Ng 吳榐浩 | Rep 1, 4 | 2019-10 |
| Junwei Wee | Rep 1, 4 | 2025-01 |
| Miu Wan Wong 黃淼雲 | Rep 1, 4 | 2022-06 |
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