Charles Schwab, Hong Kong, Limited

嘉信理財香港有限公司
CE No. ADV256 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Schwab, Hong Kong, Limited (嘉信理財香港有限公司), a Hong Kong-based licensed corporation with CE reference ADV256. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 11 (total recorded over time: 92).

Category:
Sell side · Brokerage
Registered address:
Room 3401 and 3409 to 3410, Gloucester Tower, 15 Queen's Road Central, The Landmark, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 5 - Advising on futures contracts Pre-2003 2016-08-31
Type 6 - Advising on corporate finance Pre-2003 2004-05-04
Type 7 - Providing automated trading services Pre-2003 2004-05-04
Type 9 - Asset management Pre-2003 2004-05-04

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (92)

Active on date
Name Activities First licensed To
So Han Chan 陳素嫻 RO 1, 4 Rep 1, 4 2019-01 Present
Maria Wai Mei Wong 黃惠微 RO 1, 4, 5 2005-12 Present
Tze Ho Chan 陳梓灝 Rep 1, 4 2021-02 Present
William Wai Yin Cheung 張偉彥 Rep 1, 4 2022-04 Present
Ming San Kwok 郭明燊 Rep 1, 4, 5 2014-10 Present
Hoi Yan Lam 林藹欣 Rep 1, 4 2019-12 Present
Jacky Cheung Kit Lam 林長傑 Rep 1, 4 2017-03 Present
Chit Hong Lee 李哲匡 Rep 1, 4 2026-06 Present
Jin Ho Simon Ng 吳榐浩 Rep 1, 4 2019-10 Present
Junwei Wee Rep 1, 4 2025-01 Present
Miu Wan Wong 黃淼雲 Rep 1, 4 2022-06 Present
Ho Ching Wong 黃可靜 RO 1, 4 Rep 1, 4, 5 2008-01 2025-12
Isabella Shuet Sum Chan 陳雪心 Rep 1, 4 2025-01 2025-09
Yuk Tin 田旭 Rep 1, 4 2018-04 2024-08
Yuk Chun Chan 陳玉珍 RO 1, 4 Rep 1, 4, 5 2011-07 2024-04
Michael Lung Fong 方碩穩 RO 1, 4 Rep 1, 4 2016-10 2024-01
Tan Wong 黃丹 Rep 1, 4 2022-06 2024-01
Nok Yan Chan 陳諾恩 Rep 1, 4 2022-04 2023-08
Peter Yiu 游國義 Rep 1, 4, 5 2011-01 2022-10
Kin Yan Hau 侯健欣 Rep 1, 4 2022-01 2022-07
Sze Wai Choy 蔡思慧 Rep 1, 4 2018-11 2022-06
Susana Wing Suen Po 布穎璇 Rep 1, 4 2017-06 2022-04
Joyce Wan Siu Lee 李韻韶 Rep 1, 4 2017-06 2022-03
Dixon Chim 詹德舜 Rep 1, 4 2018-11 2022-02
Chung Chuen Chan 陳仲銓 Rep 1, 4 2017-09 2022-02
Lo Tsu Cyeble Lee 李若慈 Rep 1, 4 2020-08 2022-01
Hon Nin Ng 吳翰年 Rep 1, 4, 5 2011-03 2021-11
Cheuk Man Ng 吳卓文 Rep 1, 4 2020-09 2020-11
Herbert Stephan Spangenberg RO 1, 4, 5 2006-05 2019-12
Chung Wang Choi 蔡頌泓 Rep 1, 4 2018-10 2019-07
Yuchang Liu 劉育彰 Rep 1, 4, 5 2004-05 2019-07
Cindy Mo Shi Hui 許慕詩 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2019-05
I Man Kan 簡綺雯 Rep 1, 4 2019-01 2019-02
Miu Wa Choi 蔡妙華 Rep 1, 4 2018-09 2018-10
Ka Ming Cheung 張嘉銘 Rep 1, 4 2017-06 2018-08
Ronald King Tou Poon 潘敬濤 Rep 1, 4, 5 2011-03 2018-03
Yin Yin 印胤 Rep 1, 4, 5 2012-11 2017-09
Hiu Fai Li 李曉輝 Rep 1, 4, 5 2011-09 2017-07
Eddie Tin Tak Hui 許天達 RO 1, 4 Rep 1, 4, 5 2009-06 2016-11
Pierra Sin Ying Ho 何倩瑩 RO 1, 4, 5, 7 Pre-2003 2016-08
Chen Sun 孫晨 RO 1, 4, 5 Rep 1, 4, 5 2004-02 2015-12
Elisa Lieu 廖伊麗莎 Rep 1, 4, 5 2008-04 2014-06
Lina Fang 方琳琳 Rep 1, 4, 5 2008-01 2013-07
Shuo Xie 謝朔 Rep 1 2011-11 2013-06
Wilfred Hing Chung Lau 劉慶中 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2012-03
Joanne Ting Kwong 鄺玉婷 Rep 1, 4, 5 2008-08 2011-06
Winton Yu Kei Lo 盧裕基 Rep 1, 4, 5 2005-08 2010-12
Hoi Ling Tang 鄧凱玲 Rep 1 2008-07 2010-12
Yujie Xu 許宇洁 Rep 1, 4, 5 2007-10 2010-09
Chun Pong Ho 何振邦 Rep 1, 4, 5 2009-11 2010-07
Grace Kwok Li Chan 陳國莉 Rep 1, 4, 5 2005-11 2009-10
Dor Dor Wong 黃多多 Rep 1, 4, 5 2004-10 2009-09
Leung Cheong Au 區良昌 RO 1, 4, 5 Rep 1, 4, 5 2003-09 2009-04
Tse Faye Lee 李詩惠 Rep 1, 4, 5 2008-07 2008-09
Tsz Kin Chien 錢子健 Rep 1, 4, 5 2005-08 2008-09
Cindy Yeuk Wing Wong 王若頴 Rep 1, 4, 5 2005-12 2008-06
Sin Wai Ng 伍仙蕙 Rep 1, 4, 5 2007-08 2008-04
Shek Hang Tse 謝碩恆 Rep 1, 4, 5 2007-07 2008-04
Leo Kar Ming Chan 陳家明 Rep 1, 4, 5 2005-12 2007-12
Phillip Tk Yin 嚴正剛 Rep 1, 4, 5 2006-07 2007-09
Ming Fun Tse 謝銘勳 Rep 1, 4, 5 2006-05 2007-06
Ching Cheng Mun 閔青城 Rep 1, 4, 5 2006-11 2007-05
Wan Chi Loo 盧韻姿 Rep 1 2006-03 2006-10
Lap Wah Ngai 魏立華 Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Joanna Tsung Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Alice Zeng Yin Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Melody Yanshan Lin 林艷珊 Rep 1, 4, 6, 7, 9 Pre-2003 2006-05
Lung Lok Mak 麥龍樂 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2006-04
Siu Wing Hui 許小榮 RO 1, 4, 5, 6, 7, 9 Pre-2003 2005-10
Michael Man Ho Kwan 關文浩 Rep 1, 4, 5 2004-10 2005-10
Wai Chi Mak 麥慧芝 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2005-10
Gary Wai Kei Leung 梁偉基 RO 1, 4, 5, 6, 7, 9 Pre-2003 2005-09
Peggy Pui Ki Lee 李珮琪 Rep 1, 4, 6, 7, 9 Pre-2003 2005-08
Kenneth Kwok Keung Kong 江國強 Rep 1, 4, 6, 7, 9 Pre-2003 2005-08
Philip Tak Lai Cheung 張德禮 Rep 1, 4, 5 2003-10 2005-07
Eric Tsz Ho Leung 梁子浩 Rep 1, 4, 5 2004-08 2005-07
Hoi Ming Tang 鄧愷明 Rep 1 2004-02 2005-01
Anita Kit Suen Li 李潔琁 Rep 1, 4, 5 2004-05 2004-12
Margaret Lan Chee Mak 麥蘭芝 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-12
Wai Yuen Young 楊偉源 Rep 1, 4, 5 2004-03 2004-12
Ngai Keung Yung 翁毅強 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-12
Margo Cheuk Luen Chan 陳卓聯 Rep 1, 4, 6, 7, 9 Pre-2003 2004-09
Virginia Ho 何麗琪 Rep 1, 4, 6, 7, 9 Pre-2003 2004-09
Greta Chi Kwan Lo 魯慈君 Rep 1, 4, 5 2003-08 2004-08
Christina Ching Yin Wong 黃靜賢 Rep 1, 4, 6, 7, 9 Pre-2003 2004-07
Anna Hoi Ngai Kwong 鄺海毅 Rep 1, 4, 6, 7, 9 Pre-2003 2004-05
Wilson Wai Hong Lee 李維航 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Ka Yun Ng 伍家欣 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Wing Lam So 蘇泳林 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-02
Ben Hin Fan Chan 陳顯勳 Rep 1 2003-08 2003-11
Edwin Tsun Kay Chan 陳俊祺 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2003-07
Yen-Ting Kuo 郭彥廷 Rep 1, 4, 6, 7, 9 Pre-2003 2003-05
Showing 1–92 of 92

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