Pearl International Securities Limited
尚源國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pearl International Securities Limited (尚源國際證券有限公司), CE reference BQZ916. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
FLAT E-F, 10/F, NEICH TOWER, 128 GLOUCESTER ROAD, WANCHAI
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-11-16 | present |
| Type 4 — Advising on securities | 2021-11-16 | present |
| Type 9 — Asset management | 2021-11-16 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Ka Chun (SFC:BAI761) Wong 黃家俊 | RO 1, 4, 9 | 2024-09 |
| Qianyu (SFC:BVD613) Guo 郭倩瑜 | Rep 1, 4, 9 | 2024-09 |
| Xiaotian Liu 劉笑天 | Rep 1, 4, 9 | 2024-02 |
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