Northern Trust Company of Hong Kong Limited, The
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Northern Trust Company of Hong Kong Limited, The, CE reference ACO807. Currently licensed for regulated activity type(s) 1, 2, 4, 9. Current licensed staff on file: 19.
Registered address
Suite 3001-3006, Three Pacific Place, 1 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2011-11-02 | present |
| Type 4 — Advising on securities | 2017-03-10 | present |
| Type 9 — Asset management | 2011-09-05 | present |
Licensed staff (19)
As of
| Name | Activities | Since |
|---|---|---|
| Ching Ha Chau 周靜霞 | RO 9 | 2024-10 |
| Jeffery Coyle | RO 1 | 2020-05 |
| Bun Sieng Eng | RO 1 | 2024-04 |
| Dane Gower Fannin | RO 1 | 2012-09 |
| Chi Ping Lam 林治平 | RO 1, 2, 4, 9 | 2024-08 |
| Thuan Shiah Michael Tan | RO 1, 2 Rep 9 | 2023-07 |
| Manfred Man Chun Wong 黃文俊 | RO 1, 2, 4, 9 | 2024-09 |
| Jeffrey Chun Kee Chan 陳鎮基 | Rep 1 | 2025-01 |
| Lok Yi Chim 詹樂怡 | Rep 1 | 2019-08 |
| Min Wen Hwang | Rep 1 | 2020-05 |
| Yen Ting Lee 李言亭 | Rep 1 | 2022-11 |
| Xiaojing Valerie Li 李筱菁 | Rep 1 | 2019-05 |
| Elmen Ka Bik Lo 盧家碧 | Rep 1 | 2012-11 |
| Edgar Chi Ngai Ng 吳志毅 | Rep 1 | 2023-06 |
| Xuan Pan 潘璇 | Rep 1, 4 | 2026-01 |
| Sophie Ann Piempreecha | Rep 9 | 2021-05 |
| Jan Wilhelm Rohof | Rep 1, 4 | 2024-11 |
| Sing Yam Tsui 徐星任 | Rep 1, 4, 9 | 2023-09 |
| Ho Lam Fedora Yuen 袁皓琳 | Rep 1, 4 | 2022-05 |
Showing 1–19 of 19