SDIC Securities (Hong Kong) Limited

國投證券(香港)有限公司
CE No. AUW685 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SDIC Securities (Hong Kong) Limited (國投證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AUW685. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 106 (total recorded over time: 302). Earliest licence on file: 2010-05-18.

Category:
Sell side · Brokerage
Registered address:
39/F, One Exchange Square, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2010-05-18 present
Type 4 - Advising on securities 2010-05-18 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (302)

Active on date
Name Activities First licensed To
Ting Cao 曹婷 RO 1 Rep 1 2010-12 Present
Kar Lok Chan 陳家樂 RO 1, 4 Rep 1, 4 2012-06 Present
Yuk Chor Chan 陳旭初 RO 1 Rep 1, 4 2012-08 Present
Ning Chen 陳宁 RO 1 Rep 1 2011-12 Present
Xiaowen Chen 陳曉雯 RO 1 Rep 1 2012-03 Present
Nga Li Cheung 張雅莉 RO 1 Rep 1 2010-11 Present
Yu Gao 高宇 RO 1 Rep 1, 4 2016-10 Present
Chi Lap Hon 韓致立 RO 4 2011-11 Present
Chun Keung Lau 劉俊強 RO 1 Rep 1 2010-11 Present
Wenxi Liang 梁文兮 RO 1 Rep 1 2017-06 Present
Huibin Wang 王慧彬 RO 1 Rep 1 2021-10 Present
Xiaochuan Wang 王曉川 RO 1, 4 Rep 1 2010-11 Present
Haitao Xu 許海韜 RO 1 Rep 1, 4 2011-08 Present
Jiangang Yao 姚健鋼 RO 1, 4 Rep 1, 4 2024-09 Present
Heng Cao 曹姮 Rep 1, 4 2014-11 Present
Ying Cao 曹莹 Rep 4 2019-11 Present
Man Sin Chan 陳敏倩 Rep 1 2012-06 Present
Mazy Man Sze Chan 陳敏思 Rep 1 2014-09 Present
Oi Chee Chan 陳愛珠 Rep 1 2017-07 Present
Sing Ho Chan 陳聲豪 Rep 1 2022-03 Present
Tony Lup Chan 陳立 Rep 1 2010-11 Present
Wai Chung Chan 陳偉聰 Rep 1 2019-10 Present
Yin Yee Chan 陳燕兒 Rep 1 2010-11 Present
Shu Mei Chang 張淑美 Rep 1 2016-08 Present
Lihao Chen 陈力豪 Rep 1, 4 2025-10 Present
Yonghao Cheng 程永浩 Rep 1 2025-12 Present
Steve Kwok Leung Cheung 張國良 Rep 1 2017-03 Present
Wai Yip Chow 周偉業 Rep 1 2018-12 Present
Sun Kit Chung 鍾燊傑 Rep 1 2018-10 Present
Changchun Deng 鄧長春 Rep 1 2015-10 Present
Yanzhen Dong 董彥臻 Rep 1, 4 2017-09 Present
Haotian Duan 段浩天 Rep 1 2026-05 Present
Jing Fang 方靜 Rep 1 2025-11 Present
Dan Feng 冯丹 Rep 1 2023-05 Present
Yuhui Gao 高宇慧 Rep 1 2017-06 Present
Yangzi Gu 顧陽子 Rep 1 2022-01 Present
Changrun Han 韓昌潤 Rep 1 2022-04 Present
Siu Cheung Hui 許兆祥 Rep 1 2017-05 Present
Songyang Ji 季宋扬 Rep 1 2025-04 Present
Ho Yin Jor 左浩賢 Rep 1 2017-08 Present
Shu Kou 寇姝 Rep 1 2024-06 Present
Robin Tang Fong Kwan 關騰芳 Rep 1 2012-06 Present
Adam Ching Yuet Lai 勵正樾 Rep 1 2022-07 Present
Dick Wai Lai 黎廸韋 Rep 1, 4 2012-10 Present
Matthew Chau Ming Lai 黎秋明 Rep 1 2017-03 Present
Ho Wai Lau 劉浩懷 Rep 1 2022-02 Present
Kit Lau 劉杰 Rep 1 2013-09 Present
Wung Koon Lau 劉宏觀 Rep 1 2021-01 Present
Hung Yuet Law 羅紅月 Rep 1 2010-11 Present
Chung Yee Lee 李頌儀 Rep 1 2010-11 Present
Eddy Chi Kam Leung 梁志金 Rep 1 2014-06 Present
Siu Cheong Leung 梁紹昌 Rep 1 2023-12 Present
Ka Kwan Li 李家坤 Rep 1 2013-05 Present
Muhan Li 李慕涵 Rep 1 2021-06 Present
Peng Li 李鵬 Rep 1 2023-08 Present
Yang Li 李陽 Rep 1 2026-04 Present
Shiqi Lin 林軾淇 Rep 1 2025-07 Present
Xiaodong Lin 林小東 Rep 1 2024-05 Present
Zhiyao Lin 林之瑤 Rep 1, 4 2022-09 Present
Miao Liu 柳淼 Rep 1 2025-11 Present
Jingjin Luo 羅靜璡 Rep 1 2022-11 Present
Lu Luo 羅璐 Rep 4 2013-11 Present
Tian Luo 羅天 Rep 1 2025-03 Present
Sai Ma 馬賽 Rep 1 2017-02 Present
Louisa Ka Lam Mak 麥嘉琳 Rep 1 2012-08 Present
Wilson Yau Kee Mak 麥有基 Rep 1 2016-02 Present
Tsz Ching Mui 梅子青 Rep 1 2014-06 Present
Ching Yin Pang 彭靜妍 Rep 1 2015-11 Present
Mei Peng 彭媚 Rep 1 2015-03 Present
Xiaoli Qi 戚小莉 Rep 1 2022-03 Present
Hui Qiu 邱慧 Rep 1 2017-01 Present
Jiaying Song 宋佳穎 Rep 1, 4 2021-12 Present
Khee Chye Tan 陳啟財 Rep 1 2017-04 Present
Sze Kee Tang 鄧詩琪 Rep 1 2014-04 Present
Ming Tak Tong 湯明德 Rep 1 2017-03 Present
Lok Sang Tse 謝樂生 Rep 1 2021-12 Present
Qiang Wang 王強 Rep 4 2016-07 Present
Ting Wang 王婷 Rep 4 2023-08 Present
Xinran Wang 王欣然 Rep 1 2024-11 Present
Xinyu Wang 王欣玉 Rep 1 2024-08 Present
Yang Wang 汪阳 Rep 4 2020-02 Present
Yu Wang 王煜 Rep 1, 4 2016-12 Present
Bolun Wen 温博伦 Rep 1 2026-07 Present
Ruipeng Wen 温瑞鹏 Rep 1 2026-01 Present
Cheuk Wai Wong 黃焯偉 Rep 4 2018-06 Present
Yuen Chau Wong 黃元冑 Rep 1 2014-04 Present
Chun Man Wu 胡振民 Rep 1 2018-10 Present
Dan Wu 吳丹 Rep 1 2025-03 Present
Chen Yan 颜晨 Rep 4 2021-09 Present
Liu Yang 楊柳 Rep 1 2014-09 Present
Shan Yang 楊姍 Rep 1 2012-07 Present
Siqi Yang 杨思琪 Rep 1 2026-03 Present
Yiran Yang 楊怡然 Rep 4 2019-10 Present
Helen Suet May Yeung 楊雪微 Rep 1 2018-10 Present
Ching Shan Yip 葉青山 Rep 1, 4 2014-09 Present
Jiahao Zeng 曾嘉豪 Rep 1 2017-03 Present
Yubo Zhai 翟宇博 Rep 1 2023-10 Present
Peng Zhang 張鵬 Rep 1 2022-09 Present
Xuan Zhang 張璇 Rep 1 2020-09 Present
Zebao Zhang 张泽宝 Rep 1, 4 2025-02 Present
Showing 1–100 of 302

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related