J.P. Morgan Broking (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for J.P. Morgan Broking (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAB027. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 270 (total recorded over time: 1155). Earliest licence on file: 2003-12-02.
- Category:
-
Sell side · Brokerage
- Registered address:
- 18th Floor, Chater House, 8 Connaught Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2003-12-02 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2003-12-02 | present |
| Type 7 - Providing automated trading services | 2012-02-09 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1155)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Thorsten Oliver Ackermann | RO 2, 5 Rep 2, 5 | 2024-09 | Present |
| Ron Chi Ho Chan 陳志豪 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2014-06 | Present |
| Sim Ee Cheah 謝心懿 | RO 2, 5 Rep 1, 2, 4, 5 | 2015-11 | Present |
| Yow Jie Chien | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2004-04 | Present |
| Patrick Pak Ning Chu 朱柏寧 | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2012-04 | Present |
| Vincent Wai Chung Ip 葉維中 | RO 2, 5 Rep 1, 2, 4, 5 | 2005-07 | Present |
| Bhasker Iyer | RO 2, 5 Rep 2, 5 | 2016-04 | Present |
| James Douglas Nash Kibble | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2007-04 | Present |
| Desmond On Ching Lau 劉安正 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2007-02 | Present |
| Joseph Han Wai Lau 劉恆瑋 | RO 2, 5 Rep 1, 2, 4, 5 | 2015-11 | Present |
| Tony Sai Kuen Lee 李世權 | RO 4, 5 Rep 1, 2, 4, 5 | 2008-05 | Present |
| Yu-Yun Li 李郁勻 | RO 4 Rep 4 | 2019-06 | Present |
| Osman Riaz Malik | RO 1, 4 Rep 1, 2, 4, 5 | 2008-05 | Present |
| Darryl Patrick Mc Keown | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2016-03 | Present |
| Sara Louise Perring | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2015-12 | Present |
| Jason Michael Pliner | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2019-09 | Present |
| Nicholas Antony Stearn | RO 2, 5 Rep 2, 5 | 2016-07 | Present |
| Duncan William Palmer Wilson | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5 | 2016-07 | Present |
| Ping Hang Yip 葉秉恒 | RO 2, 5 Rep 2, 5 | 2018-03 | Present |
| Ravi Agarwal | Rep 2, 5 | 2022-12 | Present |
| Yovan Vijay Assomull | Rep 1, 2, 4, 5 | 2008-07 | Present |
| Kangchen Bai 白亢辰 | Rep 1, 4, 7 | 2026-05 | Present |
| Richard Michael Batten | Rep 1, 2, 4, 5 | 2018-04 | Present |
| Jeremie Maleki Bedinade | Rep 2, 5 | 2025-02 | Present |
| Alain Bruno Bel Hadj Amor | Rep 1, 2, 4, 5 | 2013-07 | Present |
| Edward Holden Bell | Rep 1, 2, 4, 5, 6, 7, 9 | Pre-2003 | Present |
| John Aram Bell | Rep 2, 5 | 2026-07 | Present |
| Joynay Bhurtah | Rep 1, 2, 4, 5 | 2023-08 | Present |
| Brian T Bigos | Rep 1, 2, 4, 5 | 2014-04 | Present |
| Mathieu Pierre Bonhomme | Rep 2, 5 | 2022-07 | Present |
| Yacine Bouakline | Rep 1, 2, 4, 5, 7 | 2026-01 | Present |
| Adnane Boukhari | Rep 2, 5 | 2026-07 | Present |
| Alexander M Bucholtz | Rep 2, 5 | 2025-07 | Present |
| Seung Min Byun 卞承玟 | Rep 2, 5 | 2025-09 | Present |
| Yuanmou Cai 蔡遠謀 | Rep 1, 4, 7 | 2025-11 | Present |
| Angelo Carnevali | Rep 1, 2, 4, 5 | 2015-02 | Present |
| Pierre Carubia | Rep 2, 5 | 2023-07 | Present |
| Avery Chan 陳景燊 | Rep 4 | 2019-07 | Present |
| Joli Yan Nok Chan 陳欣諾 | Rep 1, 2, 4, 5 | 2024-07 | Present |
| Judy Wing Chi Chan 陳穎芝 | Rep 1, 2, 4, 5 | 2022-05 | Present |
| Karl Man Ho Chan 陳文浩 | Rep 4 | 2019-07 | Present |
| Yin Ling Elaine Chan 陳彥翎 | Rep 2, 5 | 2026-05 | Present |
| Man Yu Chau 鄒敏如 | Rep 2, 5 | 2023-07 | Present |
| Charles Chi Pang Chen 陳子鵬 | Rep 2, 5 | 2023-08 | Present |
| Xinyi Chen 陈昕怡 | Rep 2, 5 | 2020-01 | Present |
| Yi Chen 陳頤 | Rep 2, 5 | 2019-08 | Present |
| Yitong Chen 陈奕彤 | Rep 2, 5 | 2022-07 | Present |
| Martin Wing Hung Cheng 鄭穎衡 | Rep 2, 5 | 2020-01 | Present |
| Ming Chun Jason Cheng 鄭名進 | Rep 1, 2, 4, 5 | 2023-08 | Present |
| Cedric Chi Cheuk Cheung 張智卓 | Rep 1, 2, 4, 5 | 2010-05 | Present |
| Chung Yan Cheung 蔣頌欣 | Rep 4, 5 | 2019-08 | Present |
| Sau Chu Cheung 張秀珠 | Rep 1, 2, 4, 5, 7 | 2017-03 | Present |
| Tik Lun Cheung 張迪倫 | Rep 2, 5 | 2022-10 | Present |
| Yin Man Erica Ching 程讌雯 | Rep 1, 2, 4, 5 | 2014-04 | Present |
| Yoonhee Cho | Rep 1, 4, 7 | 2021-09 | Present |
| Cheuk Lun Choi 蔡卓倫 | Rep 4 | 2019-12 | Present |
| Iris Heung Kam Choi 蔡香琴 | Rep 2, 5 | 2026-04 | Present |
| Jeong Hwan Choi | Rep 2, 5 | 2026-02 | Present |
| Lok Yee Choi 蔡諾怡 | Rep 4 | 2021-11 | Present |
| Yen Hua Chou 周讌華 | Rep 2, 5 | 2014-04 | Present |
| Christopher Yuk Hei Chow 周昱希 | Rep 2, 5 | 2025-02 | Present |
| Siu Ming Chui 徐兆銘 | Rep 2, 5 | 2018-06 | Present |
| Ching Yao Chung 鍾景堯 | Rep 2, 5 | 2018-05 | Present |
| Audrey Juliette Muriel Couture | Rep 2, 5 | 2021-03 | Present |
| David Michael Cowan | Rep 2, 5 | 2022-10 | Present |
| Junhao Dai 戴峻豪 | Rep 1, 2, 4, 5 | 2022-09 | Present |
| Xuyang Dang 党煦阳 | Rep 2, 5 | 2019-07 | Present |
| Shubhankar Das | Rep 4, 5 | 2017-09 | Present |
| Nanik Daswani | Rep 1, 4, 7 | 2026-06 | Present |
| Qi Deng 鄧祺 | Rep 2, 5 | 2025-09 | Present |
| Elias Antoine Deve | Rep 2, 5 | 2026-06 | Present |
| Idriss Diane | Rep 2, 5 | 2022-12 | Present |
| Xueci Ding 丁雪慈 | Rep 2, 5 | 2017-05 | Present |
| Jingyi Dong 董靜怡 | Rep 2, 5 | 2026-05 | Present |
| Madhumita Duggirala | Rep 2, 5 | 2022-08 | Present |
| Vipul Dujari | Rep 1, 2, 4, 5 | 2010-03 | Present |
| Salim El Mazhor | Rep 2, 5 | 2025-01 | Present |
| Leong Sing Fong 方亮升 | Rep 4 | 2026-05 | Present |
| Lei Fu 付蕾 | Rep 2, 5 | 2025-09 | Present |
| Ker Lih Gan 顏可立 | Rep 2, 5 | 2012-05 | Present |
| Zhenyi Gao 高朕逸 | Rep 4 | 2021-11 | Present |
| Zhengtian Ge 葛正天 | Rep 2, 5 | 2026-08 | Present |
| Paul Emile Genevrier | Rep 1, 2, 4, 5 | 2025-02 | Present |
| Sankha Ghosh | Rep 2, 5 | 2014-01 | Present |
| Teck Khoon Goh | Rep 1, 4 | 2023-05 | Present |
| Steven Barry Gordon | Rep 1, 2, 4, 5 | 2007-06 | Present |
| Michael Kenneth Gormley | Rep 2, 5 | 2016-09 | Present |
| Yuchen Guo 郭宇晨 | Rep 2, 5 | 2025-09 | Present |
| Xipu Han 韩溪璞 | Rep 4, 5 | 2022-03 | Present |
| Yudi Han 韓雨迪 | Rep 2, 5 | 2026-07 | Present |
| Cathal Timothy Hanley | Rep 1, 4, 7 | 2026-08 | Present |
| Christina Jieyu Hao 郝洁羽 | Rep 2, 5 | 2021-07 | Present |
| Gokul Hariharan | Rep 4 | 2019-05 | Present |
| Jia He 賀嘉 | Rep 1, 2, 4, 5 | 2008-09 | Present |
| Jing He 何婧 | Rep 2, 5 | 2023-11 | Present |
| Yingcheng He 賀鷹成 | Rep 2, 5 | 2021-03 | Present |
| James Stephen Hills-Ingyon | Rep 2, 5 | 2016-06 | Present |
| Edward Richard Holiday | Rep 1, 4 | 2024-01 | Present |
| Wing Lun Hon 韓詠麟 | Rep 4 | 2019-03 | Present |
| Jia-Yi Horng 洪家怡 | Rep 2, 5 | 2017-09 | Present |
Showing 1–100 of 1155
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