Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cantor Fitzgerald (Hong Kong) Capital Markets Limited (建達(香港)資本市場有限公司), a Hong Kong-based licensed corporation with CE reference AKO499. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 24 (total recorded over time: 258). Earliest licence on file: 2004-07-15.
- Category:
-
Sell side · Investment banking
- Registered address:
- Suite 3005-08, Man Yee Building, 68 Des Voeux Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2004-07-15 | present |
| Type 2 - Dealing in futures contracts | 2004-07-15 | present |
| Type 4 - Advising on securities | 2009-03-13 | present |
| Type 6 - Advising on corporate finance | 2018-09-04 | present |
| Type 3 - Leveraged foreign exchange trading | 2008-12-30 | 2011-04-21 |
| Type 6 - Advising on corporate finance | 2010-07-22 | 2012-08-15 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (258)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Kin Chan 陳志堅 | RO 2 Rep 1, 2 | 2011-11 | Present |
| Vincent Toi Tung Chan 陳代東 | RO 1, 4 Rep 1 | 2005-07 | Present |
| Ranulf David Richard Couldrey | RO 1, 4, 6 Rep 1, 4, 6 | 2018-09 | Present |
| Kam Fan Kong 江錦帆 | RO 1, 2 Rep 1, 2 | 2006-02 | Present |
| Karvan Ka Man Lam 林嘉敏 | RO 1 Rep 1 | 2005-10 | Present |
| Wen Ching Lin 林汶菁 | RO 4 Rep 1, 4 | 2011-11 | Present |
| Hidetsugu Sakai 酒井英亞 | RO 1 Rep 1 | 2017-06 | Present |
| Frederick Chi Nik Wong 黃自力 | RO 1, 4, 6 | 2022-08 | Present |
| Mingzhu Cai 蔡明珠 | Rep 1, 4 | 2025-12 | Present |
| Evelyn Chan 陳睿澄 | Rep 1, 4 | 2024-07 | Present |
| Ho Wai Chan 陳浩維 | Rep 1, 4 | 2026-01 | Present |
| Grant Conway Dorian Arthur Hall | Rep 1 | 2006-02 | Present |
| Kenichi Hashimoto 橋本賢一 | Rep 1 | 2016-09 | Present |
| Wai Yen Wayne Ho 何煒賢 | Rep 1, 4 | 2023-02 | Present |
| Kevin Joseph Horgan | Rep 1, 4 | 2025-06 | Present |
| Jack Jin Woo Hwang | Rep 1 | 2025-12 | Present |
| Minja Evelyn Kang | Rep 1 | 2024-09 | Present |
| Donghyun Kim | Rep 1 | 2025-12 | Present |
| Roy Chun Wai Kwan 關振緯 | Rep 1 | 2022-04 | Present |
| Christopher Chin Lung Ng 伍展隆 | Rep 1 | 2025-12 | Present |
| Jonathan Matthew Wing-En Paul 包榮恩 | Rep 1, 4, 6 | 2026-06 | Present |
| Chang Sun 孫暢 | Rep 1, 4 | 2024-10 | Present |
| Yik Ki Yu 余奕淇 | Rep 1, 4 | 2026-02 | Present |
| Chulong Zhang 张楚泷 | Rep 1 | 2014-07 | Present |
| Wai Lun Ho 何偉麟 | Rep 1, 2, 4 | 2017-05 | 2025-11 |
| Ting Man Shek 石定民 | Rep 1, 4 | 2017-03 | 2025-09 |
| Dingyue Kan 闞丁越 | Rep 1, 2 | 2024-10 | 2025-07 |
| Hongguang Zhang 張洪光 | Rep 1 | 2016-06 | 2024-12 |
| Hao-Ting Yeh 葉皓婷 | Rep 1 | 2023-08 | 2024-10 |
| Nilesh Navlakha | RO 1, 4 Rep 1, 4 | 2021-07 | 2024-09 |
| Gia Trien Litte Chung | RO 1, 4 Rep 1, 2, 4 | 2010-06 | 2024-08 |
| Keemesh Desai | Rep 1, 2 | 2010-01 | 2024-08 |
| Patrick Callahan Mitchell | Rep 1, 2, 4 | 2010-04 | 2024-05 |
| Hei Lim Leung 梁希廉 | Rep 1, 4 | 2021-05 | 2024-04 |
| Vaibhav Chadha | Rep 1, 4 | 2019-02 | 2024-02 |
| Roushana Sjahsam | Rep 1 | 2020-05 | 2024-01 |
| Adrian Matthew Aw 胡敬謙 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-08 | 2023-12 |
| Manish Berlia | Rep 1, 4, 6 | 2019-05 | 2023-12 |
| Patchara Satjachaiyanon | Rep 1 | 2019-01 | 2023-08 |
| Sameer Kaul | Rep 1, 4 | 2021-12 | 2023-07 |
| Dean Thomas | Rep 1, 2 | 2020-02 | 2023-03 |
| Nizar Saleh Hamad Qallab | Rep 6 | 2019-05 | 2023-02 |
| Hani Youssef Shalabi | RO 1, 2 Rep 1, 2 | 2020-01 | 2023-01 |
| Chiraz Berkane Lavaud | Rep 2 | 2020-05 | 2022-11 |
| Yunhee Cho 趙胤熙 | Rep 2 | 2021-04 | 2022-11 |
| Eve Alice Haddad | Rep 2 | 2020-05 | 2022-11 |
| Nga Ying Law 羅雅盈 | Rep 2 | 2020-05 | 2022-11 |
| Pak San Jonathan Lee 李柏燊 | Rep 2 | 2020-05 | 2022-11 |
| Ashley Paul Jeffery James Walsh | RO 2 | 2020-08 | 2022-11 |
| Philippe Wong 黃志輝 | Rep 2 | 2020-08 | 2022-11 |
| Chung Yin Cheung 張仲言 | Rep 2 | 2020-05 | 2022-10 |
| Michiel Joep Prompers | RO 1, 4, 6 Rep 1, 4 | 2018-07 | 2022-07 |
| Savith Viduranga Kuluppuarachchi | Rep 1 | 2021-11 | 2022-05 |
| Alexander Edward Dickinson | Rep 1 | 2021-08 | 2022-04 |
| Sang Jin Hong 洪祥鎮 | Rep 1 | 2021-06 | 2022-04 |
| Min Jung Kim 金玟貞 | Rep 2 | 2020-05 | 2021-11 |
| James Llewellyn Brownell | Rep 1, 2 | 2020-07 | 2021-08 |
| Vicky Zhancong He 何展聰 | Rep 1 | 2011-09 | 2021-04 |
| Michael Edmund Hammond | Rep 1, 4 | 2020-09 | 2020-10 |
| Mourad Tlili | Rep 2 | 2020-05 | 2020-09 |
| Albert Hong | Rep 1 | 2017-12 | 2020-05 |
| Kam Man Shiu 邵錦文 | RO 2 | 2011-06 | 2019-12 |
| Constantin Alexander Vana | Rep 6 | 2018-12 | 2019-08 |
| Ruso Anai | RO 1, 2, 4, 6 Rep 1, 2, 4 | 2017-05 | 2019-07 |
| Charles Chongho Sohn | Rep 1 | 2016-03 | 2018-11 |
| Po Chin Wong 黃步前 | Rep 1 | 2017-02 | 2018-10 |
| Sean Hung 洪澤禮 | Rep 1 | 2016-03 | 2018-10 |
| Joseph Shi Li Wu 武士立 | Rep 1 | 2018-03 | 2018-09 |
| Kin Wah Chan 陳鍵華 | RO 1, 2 Rep 1, 2, 4 | 2016-08 | 2018-07 |
| Yong Jin Yoon | Rep 1 | 2012-07 | 2018-05 |
| Naoshi Nema | RO 4 Rep 4 | 2012-11 | 2018-03 |
| Maximillian James King | Rep 1 | 2016-05 | 2017-08 |
| Po-Hua Chuan 全柏樺 | RO 1 Rep 1, 2, 4 | 2016-01 | 2017-08 |
| Ka Yin Ng 吳家燕 | Rep 1 | 2015-07 | 2017-05 |
| Wai Kuen Chik 戚偉權 | Rep 1, 4 | 2016-06 | 2017-03 |
| Tat Pui Leung 梁達培 | Rep 1, 2 | 2016-07 | 2017-01 |
| Yong Seng Tan | Rep 1 | 2015-04 | 2016-10 |
| Domenico Robert Hegglin | Rep 1 | 2016-02 | 2016-06 |
| Raul Francisco Barroso | RO 4 Rep 4 | 2014-09 | 2016-06 |
| Ki Soo Kim | Rep 1, 4 | 2015-12 | 2016-05 |
| Neil Adam Nastanski | RO 1, 2 Rep 1, 2, 4 | 2014-02 | 2016-05 |
| Tantan Ryu | Rep 1, 4 | 2015-12 | 2016-04 |
| Kanae Yoshikawa 吉川佳苗 | Rep 1 | 2015-11 | 2016-03 |
| Dennis Sung Yu Lai | Rep 1 | 2014-06 | 2016-03 |
| Xiaoxi Liu 劉晓曦 | Rep 1, 4 | 2014-03 | 2016-03 |
| Saurav Chatterjee | RO 1, 2, 4 Rep 1, 2 | 2012-06 | 2016-02 |
| Yun Zhou 周芸 | Rep 1, 2 | 2014-08 | 2016-02 |
| Seungju Yang | Rep 1 | 2015-07 | 2016-01 |
| Leni McFarland Novak | Rep 1 | 2014-08 | 2015-11 |
| Emilia Falcetti | RO 4 Rep 4 | 2012-11 | 2015-10 |
| Kevin Edmond Pereira | RO 1 Rep 1, 4 | 2014-09 | 2015-08 |
| Yilin Lu 呂禕麟 | RO 1 Rep 1 | 2013-11 | 2015-07 |
| Corinna Georgina Moeller | Rep 1 | 2014-08 | 2015-07 |
| Kurt C Ko 高翹楚 | Rep 1, 2 | 2007-10 | 2015-07 |
| Anita Hoi Lam Ho 何海琳 | Rep 1 | 2009-04 | 2015-07 |
| Sungjoon Lee | Rep 1 | 2012-12 | 2015-06 |
| Vivian Wan 王曉昱 | Rep 1, 4 | 2013-09 | 2015-06 |
| Kai Zhu 朱凱 | Rep 1 | 2009-04 | 2015-06 |
| Duncan Neil Davidson | Rep 1 | 2006-02 | 2015-05 |
| Lauren Louise Chapps | Rep 1 | 2012-02 | 2014-12 |
Showing 1–100 of 258
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