RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Global Asset Management (Asia) Limited (加皇環球資產管理(亞洲)有限公司), CE reference AAJ650. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 20.
Registered address
Suites 3007-3010, Level 30, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-07-13 |
Licensed staff (20)
As of
| Name | Activities | Since |
|---|---|---|
| Clement Yue Sun Cheng 鄭禹新 | RO 1 Rep 4, 9 | 2018-01 |
| Mayur Raoul Nallamala | RO 1, 4, 9 | 2014-02 |
| Yangho Soh 蘇良鎬 | RO 1, 4, 9 | 2021-05 |
| Xiaolin (SFC:BNW056) Sun 孫小琳 | RO 1, 4 | 2021-11 |
| Derek Tsz To Au 區子韜 | Rep 1, 4, 9 | 2015-04 |
| Seung Hoon Cha 車承勳 | Rep 1, 4 | 2022-10 |
| Siguo Chen 陳思果 | Rep 1, 4, 9 | 2017-12 |
| Mark Charles David Dowding | Rep 1, 4 | 2025-04 |
| Maya Funaki | Rep 1, 4, 9 | 2015-01 |
| Cornelius Gilbert | Rep 1, 4, 9 | 2024-09 |
| Robert Alasdair Edward Johnson | Rep 1, 4, 9 | 2025-03 |
| Christopher Siu Lun Lai 黎紹倫 | Rep 1, 4, 9 | 2015-11 |
| Mung Sze Lai 黎夢詩 | Rep 1, 4 | 2021-02 |
| Sze Wai (SFC:BPD545) Lam 林絲惠 | Rep 1, 4 | 2019-11 |
| Ye (SFC:BPJ875) Lu | Rep 1, 4, 9 | 2020-02 |
| Wenxu Ou 歐文栩 | Rep 1, 4, 9 | 2018-09 |
| Ka Yee Joanna Poon 潘嘉怡 | Rep 1, 4 | 2023-09 |
| King Wa Shing 成京華 | Rep 1, 4 | 2023-09 |
| Yuen Man So 蘇婉雯 | Rep 1, 4, 9 | 2016-11 |
| Qian (SFC:BLB398) Yu 余謙 | Rep 1, 4, 9 | 2021-12 |
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