SC Lowy Financial (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SC Lowy Financial (HK) Limited, CE reference ATI431. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 9.
Registered address
23F, Two Chinachem Central, 26 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-09-21 | present |
| Type 4 — Advising on securities | 2024-06-24 | present |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Soo Cheon Lee | RO 1, 4 | 2024-06 |
| Michel Lowy | RO 1, 4 | 2024-06 |
| Jamie Hal Tadelis | RO 1 | 2018-02 |
| Raghav Bhandari | Rep 1 | 2018-02 |
| Austin Cyril Cam | Rep 1 | 2023-03 |
| Jae Seon Choi | Rep 1 | 2020-02 |
| Simon Pierre Marie Eric Clairet | Rep 1 | 2020-06 |
| Yiqing Ma 馬亦勍 | Rep 1 | 2020-03 |
| Johan Sudiman 蘇壯賢 | Rep 1 | 2017-12 |
Showing 1–9 of 9