SC Lowy Financial (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SC Lowy Financial (HK) Limited, a Hong Kong-based licensed corporation with CE reference ATI431. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 9 (total recorded over time: 68). Earliest licence on file: 2009-09-21.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 23F, Two Chinachem Central, 26 Des Voeux Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-09-21 | present |
| Type 4 - Advising on securities | 2024-06-24 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Soo Cheon Lee | RO 1, 4 | 2009-09 | Present |
| Michel Lowy | RO 1, 4 | 2009-09 | Present |
| Jamie Hal Tadelis | RO 1 Rep 1 | 2010-01 | Present |
| Raghav Bhandari | Rep 1 | 2018-02 | Present |
| Austin Cyril Cam | Rep 1 | 2009-10 | Present |
| Jae Seon Choi | Rep 1 | 2020-02 | Present |
| Simon Pierre Marie Eric Clairet | Rep 1 | 2020-06 | Present |
| Yiqing Ma 馬亦勍 | Rep 1 | 2020-03 | Present |
| Johan Sudiman 蘇壯賢 | Rep 1 | 2017-12 | Present |
| Ankit Satyendra Bafna | Rep 1 | 2023-06 | 2025-09 |
| Yu Fung Christopher Chan 陳譽丰 | Rep 1 | 2020-12 | 2025-02 |
| Yingzhu Pan 潘盈竹 | Rep 1 | 2021-10 | 2025-02 |
| Nigel Owen Watts | Rep 1 | 2014-06 | 2025-02 |
| Xinyu Wu 吳新宇 | Rep 1 | 2022-01 | 2025-02 |
| Theron Charles Alldis | Rep 1 | 2014-05 | 2024-09 |
| Hyuk Jang 張赫 | Rep 1 | 2023-11 | 2024-05 |
| Man Chun Jonathan Choi 蔡文晉 | Rep 1 | 2022-08 | 2024-05 |
| Zelin Zheng 鄭澤霖 | Rep 1 | 2021-07 | 2023-08 |
| Sneha Shah Kohli | Rep 1 | 2019-07 | 2023-07 |
| Jianlan Chen 陳劍蘭 | Rep 1 | 2021-07 | 2023-03 |
| Ho Keun Kang | Rep 1 | 2014-10 | 2023-03 |
| Zhu Gui 桂竹 | Rep 1 | 2021-04 | 2022-07 |
| Ada Yan Yin Yu 余欣然 | Rep 1 | 2014-07 | 2022-04 |
| Kai Kuan Chang 張凱冠 | Rep 1 | 2020-09 | 2021-08 |
| Lin Zhou 周琳 | Rep 1 | 2016-08 | 2021-08 |
| Julien Stanislas Quach 何詩諭 | Rep 1 | 2018-11 | 2021-06 |
| Lei Cao 曹蕾 | Rep 1 | 2017-10 | 2021-05 |
| Billy Anugerah | Rep 1 | 2017-01 | 2020-10 |
| Amit Khandelwal | Rep 1 | 2018-10 | 2020-10 |
| Narendrasing Mareachealee | Rep 1 | 2019-09 | 2020-06 |
| Russell Stirling Bennett | Rep 1 | 2014-03 | 2020-06 |
| Richard Denuit | Rep 1 | 2017-05 | 2019-08 |
| Mihir Chandra | Rep 1 | 2011-04 | 2019-03 |
| Benjamin Thomas Madsen | Rep 1 | 2015-11 | 2018-11 |
| Samuel Charles Richard Biscoe | Rep 1 | 2018-03 | 2018-10 |
| Jake Jian Zhou Chen | Rep 1 | 2017-09 | 2018-10 |
| June Yi Vivian Lui 呂俊儀 | Rep 1 | 2016-05 | 2018-04 |
| Fred Kam 甘任符 | Rep 1 | 2016-04 | 2017-09 |
| Rohit Kar | Rep 1 | 2016-10 | 2017-09 |
| Jody Manuel Alessandro Mariani | Rep 1 | 2013-07 | 2017-07 |
| Lauri Sakari Purhonen | Rep 1 | 2015-12 | 2017-06 |
| Florian Humbert Anton Schmidt | Rep 1 | 2015-02 | 2017-05 |
| Rui Yi | Rep 1 | 2015-08 | 2017-05 |
| Lok Man Pang 彭樂文 | Rep 1 | 2015-08 | 2016-12 |
| Lidong Han | Rep 1 | 2015-05 | 2016-07 |
| Chak Ming Liu 廖澤銘 | Rep 1 | 2014-04 | 2016-04 |
| Theodore William MacRi Jr | Rep 1 | 2013-05 | 2016-04 |
| David Beckett | Rep 1 | 2009-11 | 2015-10 |
| Thomas Kar Wai Kong 江家衛 | Rep 1 | 2015-06 | 2015-10 |
| Kar Seng Yee 余嘉誠 | Rep 1 | 2014-08 | 2015-08 |
| Hirokazu Kaji 梶裕和 | Rep 1 | 2013-02 | 2015-08 |
| Jan-Paul Kobarg | Rep 1 | 2011-06 | 2015-07 |
| Berkay Oncel | Rep 1 | 2012-11 | 2015-04 |
| Kok Onn Yong 楊國安 | Rep 1 | 2014-01 | 2015-03 |
| Elva I-Ya Lee | Rep 1 | 2012-06 | 2014-05 |
| Vincent Steven Littke | Rep 1 | 2012-01 | 2014-03 |
| Paul Christian Go Chua 蔡偉龍 | Rep 1 | 2011-04 | 2014-01 |
| Man Mohan Mall | Rep 1 | 2013-01 | 2013-12 |
| Zheng Sun 孫錚 | Rep 1 | 2013-05 | 2013-12 |
| Kah Ken Kam | Rep 1 | 2011-11 | 2013-10 |
| Fabrice Michel Fernand Quinet | Rep 1 | 2013-01 | 2013-09 |
| Danny Chi King Yu 余子敬 | Rep 1 | 2010-12 | 2012-10 |
| Robert Christopher Lepsoe 洛泰思 | Rep 1 | 2009-10 | 2011-12 |
| Jun Yang 楊俊 | Rep 1 | 2009-11 | 2011-08 |
| Willy Yu-Wei Lan 欒與威 | Rep 1 | 2009-10 | 2011-02 |
| Charles Carlin Haynes Mc Gill | Rep 1 | 2010-07 | 2011-01 |
| Peng Pan 潘鵬 | Rep 1 | 2009-10 | 2010-09 |
| Kwang Joon Kim | Rep 1 | 2009-11 | 2010-05 |
Showing 1–68 of 68
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