ANZ Securities (HK) Limited
澳新證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ANZ Securities (HK) Limited (澳新證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BAC541. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2012-11-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-11-19 | 2014-10-27 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tommaso Cotroneo | RO 1 | 2012-11 | 2013-06 |
| Richard John Winton Huston | RO 1 | 2012-11 | 2014-05 |
| Stephen Paca Kennedy | RO 1 | 2012-11 | 2013-11 |
| Matthew Nathan Long | RO 1 | 2012-11 | 2014-10 |
Showing 1–4 of 4