An Zhong (AZ) Investment Management Hong Kong Limited

安中投資管理香港有限公司
CE No. AXC972 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for An Zhong (AZ) Investment Management Hong Kong Limited (安中投資管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AXC972. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 13 (total recorded over time: 26). Earliest licence on file: 2011-08-03.

Category:
Buyside · Asset management
Registered address:
Suite 1801 18/F, Ruttonjee Centre-Ruttonjee House, 3-11 Duddell Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2011-08-03 present
Type 4 - Advising on securities 2011-08-03 present
Type 9 - Asset management 2011-08-03 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (26)

Active on date
Name Activities First licensed To
Aditya-Jayaraman RO 1, 4 Rep 1, 4 2021-07 Present
Stefano Chao RO 9 2023-07 Present
Andrea Ciaccio RO 1, 4, 9 2011-08 Present
Junjie Cheng 程俊杰 Rep 1, 4, 9 2026-06 Present
Jyoti Jain Rep 1, 4 2018-04 Present
Joanne Ting Kwong 鄺玉婷 Rep 1, 4 2020-11 Present
Fengqing Lu 陸風清 Rep 1, 9 2018-06 Present
Noriko Miyamoto 宮本倫子 Rep 1, 4 2014-07 Present
Ashis Kumar Sengupta Rep 1, 4 2024-11 Present
Lei Shi 石磊 Rep 1, 4, 9 2025-09 Present
Jagdish Prashad Upadhyaya Rep 1, 4 2022-05 Present
Hsien-Yu Yang 楊賢佑 Rep 1, 4 2016-01 Present
Mei Zhang 章梅 Rep 1, 4, 9 2026-01 Present
Massimo Guiati RO 1, 4, 9 2011-08 2025-07
Miranda Cheuk Nam Poon 潘綽嵐 Rep 1, 4 2020-10 2022-09
Dae Hyuck Lim 任大赫 Rep 1, 4 2021-03 2021-04
Alyce Su 粟耀瑩 Rep 1, 4, 9 2012-03 2020-07
Susan Woon Ying Shiu 邵煥英 Rep 1, 4 2019-06 2019-10
Harry Lal Chainani 柴海仁 Rep 1, 4 2017-10 2019-01
Tin Yau Ng 吳天祐 Rep 1 2012-12 2018-06
Jitendra Lakhi Alias Babloo Bhatia Rep 1, 4 2017-06 2018-01
An Fu Shan 單安芙 Rep 1, 4 2015-08 2017-12
Kateryna Demekhina Rep 1, 4, 9 2012-03 2014-06
Kana Higashimura Rep 1, 4 2012-09 2014-05
Luca Lionetti Rep 1, 4, 9 2011-10 2012-07
Raymond Tse 謝禮文 RO 1, 4, 9 2011-08 2011-08
Showing 1–26 of 26

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related