RaffAello Securities (HK) Limited

CE No. ALS046 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RaffAello Securities (HK) Limited, a Hong Kong-based licensed corporation with CE reference ALS046. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 5 (total recorded over time: 44). Earliest licence on file: 2005-03-30.
Category:: Sell side · Brokerage ?
Registered address:: 1/F, Yee On 168, No. 166-168 Des Voeux Road Central, Sheung Wan
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2005-03-30	present
Type 4 - Advising on securities	2014-03-28	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (44)

Active on date RO only

Name	Activities	First licensed	To
Bun Hei Lam 林品希	RO 1, 4 Rep 1, 4	2017-01	Present
Ha Young Lee 李夏榮	RO 1, 4 Rep 1	2012-03	Present
Lok Wa Wong 黃洛樺	RO 1, 4 Rep 1	2012-03	Present
Mei Wan Cheung 張美雲	Rep 1, 4	2014-06	Present
Yuk Chun Yung 容玉珍	Rep 1	2014-10	Present
Yun Shum Mak 麥潤琛	Rep 1, 4	2017-01	2020-12
Kin Wah Tsang 曾健華	RO 1, 4	2018-12	2020-04
Yun Tsun Lo 盧潤泉	RO 1, 4 Rep 1, 4	2015-08	2019-06
Cheuk Wun Virgina Chung 鍾焯媛	Rep 4	2018-12	2019-05
Kin On Lai 賴建安	Rep 1	2012-04	2019-01
Ting Yu Lam 林鼎宇	RO 1 Rep 1, 4	2018-07	2018-12
Chi Cheong Cheng 鄭志昌	RO 1 Rep 1	2018-08	2018-12
Yee Wah Eva Chun 秦綺華	RO 1, 4 Rep 1	2013-10	2018-12
Joffee Wai Ki Chan 陳慧琪	Rep 1	2016-05	2018-08
Chun Man Huang 黃振文	RO 1, 4 Rep 1, 4	2012-03	2018-08
Kwan Lung Yu 余君龍	RO 1, 4 Rep 1	2012-05	2018-08
Wing Lam Chan 陳泳霖	Rep 1	2017-08	2017-12
Siu Hong Seeto 司徒劭康	Rep 1	2016-03	2016-10
Chin Keung Yiu 姚展強	Rep 1	2016-01	2016-05
Sze Nga Wong 黃詩雅	Rep 1	2015-12	2016-01
Ho Fung Wong 黃浩峰	RO 4 Rep 4	2014-04	2015-08
Ho Wang Leung 梁灝泓	Rep 1	2015-07	2015-07
Choi Fan Yip 葉采凡	Rep 1, 4	2015-06	2015-07
Wilfred Chun Ning Liu 廖俊寧	RO 1, 4	2014-08	2015-01
Xunan Liu 劉旭南	Rep 1	2013-10	2014-04
Ka Yan Ng 吳嘉欣	Rep 1	2012-12	2013-02
Kwok Mei Chu 朱國美	RO 1 Rep 1	2012-03	2012-07
Josephine Lai Chun Tong 唐麗椿	RO 1	2012-03	2012-07
Ka Chun Lau 劉家駿	RO 1	2011-11	2012-04
Hung Kit Leung 梁雄傑	Rep 1	2012-03	2012-03
Hon Leung Li 李漢良	RO 1 Rep 1	2011-11	2012-03
Wai Kin Choy 蔡偉堅	Rep 1	2011-11	2012-02
Tak Po Yung 翁德寶	RO 1	2011-11	2012-02
Yuk Sheung Lau 劉毓湘	RO 1 Rep 1	2011-09	2012-01
Chi Ming Ho 何志明	Rep 1	2011-11	2011-12
Chi Kit Soo 蘇志傑	Rep 1	2010-08	2011-12
Ching Yat Yu 于正一	Rep 1	2011-09	2011-10
Freddy Man Chun Luk 陸文津	Rep 1	2005-03	2011-10
Carlie Mo 毛嘉媚	RO 1	2005-03	2011-10
Eric Pui Woo Mo 毛佩湖	RO 1	2005-03	2011-10
Stella Yan Wa Ho 何欣樺	Rep 1	2009-05	2011-09
Ling Fung Chan 陳凌峰	Rep 1	2008-06	2011-04
Tommy Kai Leung Wong 王啟諒	RO 1	2005-03	2008-05
Lei Ching Ng 吳禮正	Rep 1	2005-03	2008-04