DBS Asia Capital Limited
星展亞洲融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DBS Asia Capital Limited (星展亞洲融資有限公司), a Hong Kong-based licensed corporation with CE reference AAE430. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 37 (total recorded over time: 193).
Registered address
73/F, The Center, 99 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | 2005-01-28 |
Licensed staff (all-time) (193)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Teck Wee Ang | RO 1, 4, 6 | 2015-04 | 2017-03 |
| Marcella Man Wai Chan 陳敏慧 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-08 | 2011-05 |
| Eric Kay Chen 陳柏甫 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-07 | Present |
| Pak Wai Cheung 張栢威 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-01 | 2017-05 |
| Yan To Cheung 張甄陶 | RO 1, 4, 6 Rep 1, 4, 6 | 2016-04 | Present |
| Shaw Ming Chia 佘紹銘 | RO 1, 4, 6 Rep 1, 4, 6 | 2017-05 | 2022-06 |
| Steven Pat Ngao Chiu 趙不傲 | RO 1, 4, 6 | 2011-09 | 2012-09 |
| Yin Bing Choi 蔡妍冰 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2007-07 |
| Yin On Choi 蔡賢安 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-10 | 2015-05 |
| Lindsay Li-Shen Chu | RO 1, 4, 6 | 2022-10 | Present |
| Stephen Chiming Ho 何子明 | RO 1, 4, 6 | 2011-03 | 2013-06 |
| Yew Mun Ho 何耀民 | RO 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| George Kwok Lung Hongchoy 王國龍 | RO 1, 4, 6 | 2005-01 | 2009-01 |
| Shing Ming Hung 洪誠明 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-08 | 2018-09 |
| William Keith Jacobsen 葉偉其 | RO 4, 6 Rep 6 | 2004-07 | 2006-04 |
| Anuruk Karoonyavanich | RO 1, 4, 6 Rep 1, 4, 6 | 2015-08 | 2022-11 |
| Jerry Chi Yuen Lai 黎志遠 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-09 | Present |
| Wendy Zi Yin Lai 黎枳言 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-08 | 2017-06 |
| Tuan Lam | RO 1, 4, 6 | 2006-03 | 2006-04 |
| Chi Wah Alex Lau 劉志華 | RO 1, 4, 6 | Pre-2003 | 2004-02 |
| Siu Ki Lau 劉紹基 | RO 1, 4, 6, 9 | Pre-2003 | 2008-11 |
| Siu San Rocky Lee 李少燊 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-10 | 2016-04 |
| Sze Wan (SFC:AKS933) Lee 李詩韻 | RO 1, 4, 6 Rep 1, 4, 6 | 2011-10 | 2014-06 |
| Sui Pan Leung 梁萃斌 | RO 1, 4, 6 Rep 1, 4, 6 | 2017-02 | 2021-10 |
| Xinzhong Li 李新中 | RO 4, 6 Rep 4, 6 | 2004-06 | 2008-03 |
| Chen-Chung Liang 梁振中 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Kam Yin Liu 廖錦賢 | RO 1, 4, 6 Rep 1, 4, 6 | 2016-11 | Present |
| Xiaofeng (SFC:ADE404) Liu 劉曉峰 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-09 | 2009-09 |
| Fan En Meng 孟繁恩 | RO 1, 4, 6 Rep 1, 4, 6 | 2017-06 | Present |
| Emma Yuen Mei Pak 白菀媚 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-07 | Present |
| Tiong Hoo Seah 佘忠富 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-07 | 2011-06 |
| Siu Tao Shiu 蕭少滔 | RO 1, 4, 6 Rep 1, 4, 6 | 2011-08 | 2014-07 |
| Philip King Fai Tse 謝景暉 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-12 | 2016-07 |
| Sunny Sheung Lai Tse 謝尚禮 | RO 1, 4, 6 | 2014-03 | 2016-10 |
| Jason Sze Tchung Wong 王世宗 | RO 1, 4, 6 Rep 1, 4, 6 | 2005-08 | 2007-07 |
| Kenneth Kar Fung Wong 黃嘉豐 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-12 | 2016-02 |
| Flavia Yuen Yee Wong Hung 黃洪琬貽 | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Jimmy Jack Man Woo 吳積民 | RO 1, 4, 6 | 2009-06 | 2010-05 |
| Michael Yuen-Jen Yao 姚允仁 | RO 1, 4, 6 | 2005-09 | 2006-07 |
| Eric Siu Kei Yau 丘兆祺 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-08 | 2010-11 |
| Sze Ka Yau 游思嘉 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Wai Yau 邱惠 | RO 1, 4, 6 Rep 1, 4, 6 | 2008-05 | 2016-04 |
| Andrew Wai Fai Yeung 楊煒輝 | RO 1, 4, 6 Rep 1, 4, 6, 9 | 2004-01 | 2014-06 |
| Kwok Kwan Yip 葉國均 | RO 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Wei Mun Yip 葉威敏 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-08 | 2022-11 |
| Harry Koon Ying Yu 余冠英 | RO 1, 4, 6 Rep 1, 4, 6 | 2016-08 | Present |
| Alexander William Tzen Angerer | Rep 1, 4, 6 | 2004-12 | 2005-12 |
| Jing Bai 白璟 | Rep 1, 4, 6 | 2006-05 | 2007-07 |
| Adrian Alan Wan Tsun Chan 陳弘俊 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Douglas Tak Kee Chan 陳德基 | Rep 1, 4, 6 | 2005-06 | 2007-07 |
| Justin Chan 陳卓泓 | Rep 1, 4, 6 | 2010-07 | 2011-10 |
| Kellie Tsui Fong Chan 陳翠芳 | Rep 1, 4, 6 | 2005-08 | 2007-08 |
| Kwan Yu Chan 陳坤譽 | Rep 1, 4, 6 | 2025-04 | Present |
| Wayne Holt Chan 陳偉浩 | Rep 1, 4, 6 | 2007-05 | 2007-07 |
| Joseph Cho Yam Chang 張祖蔭 | Rep 1, 4, 6 | 2008-10 | 2008-11 |
| Jianzhao Chen 陳健釗 | Rep 1, 4, 6 | 2022-10 | Present |
| Jiwen Chen 陳繼文 | Rep 1, 4, 6 | 2006-04 | 2007-05 |
| Weimin Chen 陳為民 | Rep 1, 4, 6 | 2005-05 | 2006-05 |
| Ka Ho (SFC:BOS843) Cheung 張家浩 | Rep 1, 4, 6 | 2020-12 | 2022-07 |
| Ka Man (SFC:BJM101) Cheung 張嘉敏 | Rep 1, 4, 6 | 2017-05 | 2019-09 |
| Kar Ying Cheung 張家盈 | Rep 1, 4, 6 | 2019-02 | 2019-07 |
| Monica Yin Man Cheung 張彥文 | Rep 1, 4, 6 | 2011-08 | 2014-12 |
| Yee Tak Jonathan Cheung 張以德 | Rep 1, 4, 6 | 2021-04 | 2023-03 |
| Chun Pong (SFC:AFY720) Chiu 趙振邦 | Rep 1, 4, 6 | 2006-06 | 2007-09 |
| Chuen Sing Chu 朱泉星 | Rep 1, 4, 6 | 2006-10 | 2010-07 |
| Chia Ern Chuah 蔡家恩 | Rep 1, 4, 6 | 2018-03 | 2020-10 |
| Long Fung (SFC:BNI578) Chung 鍾朗豐 | Rep 1, 4, 6 | 2018-08 | 2020-05 |
| Lai Kwan Fan 范勵君 | Rep 1, 4, 6 | 2015-03 | 2015-05 |
| Hua Fang 方華 | Rep 1, 4, 6 | 2006-02 | 2007-03 |
| Bradley Fu 符基業 | Rep 1, 4, 6 | 2008-06 | 2009-03 |
| Ker Wei Gan 顏可為 | Rep 1, 4, 6 | 2005-06 | 2007-12 |
| Diwen Goh 吳迪文 | Rep 1, 4, 6 | 2017-11 | 2020-06 |
| Chaoguang Guo 郭超光 | Rep 1, 4, 6 | 2025-03 | Present |
| Dixi He 何荻曦 | Rep 1, 4, 6 | 2022-06 | Present |
| Hao (SFC:APG277) He 何浩 | Rep 1, 4, 6 | 2007-07 | 2010-08 |
| Xuan He 何旋 | Rep 1, 4, 6 | 2018-05 | 2026-03 |
| Jonathan Chi Yan Ho 何摯恩 | Rep 1, 4, 6 | 2019-06 | 2021-07 |
| Kenneth Shiu Pong Ho 何兆邦 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-05 |
| Tsun Hong Ho 何俊康 | Rep 1, 4, 6 | 2022-09 | Present |
| Wai Tung Nellie Ho 何煒彤 | Rep 1, 4, 6 | 2021-04 | 2024-08 |
| Weili Hong 洪偉力 | Rep 1, 4, 6 | 2007-07 | 2008-06 |
| Chai Tong Hsu 許擇湯 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Yanqin Hu 胡宴沁 | Rep 1, 4, 6 | 2023-05 | Present |
| Mengyang Huang 黃梦阳 | Rep 1, 4, 6 | 2021-12 | 2025-07 |
| Zao Huang 黃早 | Rep 1, 4, 6 | 2006-03 | 2007-06 |
| Zhenjie Huang 黃振杰 | Rep 1, 4, 6 | 2023-09 | Present |
| Ling Hui 許玲 | Rep 1, 4, 6 | 2015-06 | 2015-08 |
| Kaleem Airfan Mahmood Khan | Rep 1, 4, 6, 9 | 2003-05 | 2003-06 |
| Yilan Koh 許依嵐 | Rep 1, 4, 6 | 2007-08 | 2008-03 |
| Karen Ka Yan Lai 黎嘉茵 | Rep 1, 4, 6 | 2007-02 | 2009-02 |
| King Chi Lai 黎敬之 | Rep 1, 4, 6, 9 | 2004-02 | 2006-04 |
| Sai Bong Lai 黎世邦 | Rep 1, 4, 6 | 2026-01 | Present |
| Chung Ming (SFC:BFP706) Lam 林仲銘 | Rep 1, 4, 6 | 2015-06 | 2017-08 |
| Kelvin Chun Kwan Lam 林俊均 | Rep 1, 4, 6 | 2006-06 | 2006-09 |
| Sandra Ya Yui Lam 林也睿 | Rep 1, 4, 6 | 2011-08 | 2013-06 |
| Tsun Kit Lam 林浚傑 | Rep 1, 4, 6 | 2022-02 | Present |
| Ho Fung Alan Lau 柳昊鋒 | Rep 1, 4, 6 | 2021-06 | Present |
| Cathina Ka Shing Lee 李嘉聖 | Rep 1, 4, 6 | 2005-06 | 2007-07 |
| Edwin Tianci Lee 李天賜 | Rep 1, 4, 6 | 2015-11 | 2017-10 |
| Heng Wei Lee 李恒威 | Rep 1, 4, 6 | 2021-09 | Present |
Showing 1–100 of 193
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