Convergence Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Convergence Capital Asia Limited, CE reference BAV908. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-06-28 | 2015-01-13 |
| Type 4 — Advising on securities | 2013-06-28 | 2016-11-09 |
| Type 9 — Asset management | 2013-06-28 | 2016-11-09 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Ramon Luchangco | RO 1, 4, 9 | 2013-06 | 2016-11 |
| Murli Raman | RO 1, 4, 9 | 2013-06 | 2016-11 |
| Athena Yu-Ying Lee 李汝嫣 | Rep 1, 4, 9 | 2014-07 | 2014-10 |
| Chui Yan Wong 王翠欣 | Rep 1, 4, 9 | 2013-07 | 2014-04 |
Showing 1–4 of 4